DFX Intelligence

A••••• H••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

A••••• H••••• K••••••

Advisor at B•••••• I••••••••• C•••••••••

VENTURA, CA

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Search this name across graphsid dfx:ria:4889730b-13d5-035e-bbae-8aec1db67f8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• I••••••••• C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 22, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• I••••••••• C•••••••••	State registered	Aug 21, 2023	n/a	yes	VENTURA, CA	Current employment
B•••••• I••••••••• C••••••••• C••••••	n/a	Aug 9, 2019	Nov 5, 2023	no	SANTA PAULA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• I••••••••• C••••••••• C••••••	B•••••• I••••••••• C•••••••••	Nov 5, 2023	Aug 21, 2023	-76	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•••••• I••••••••• C••••••••• C••••••	Aug 1, 2019

Relationships

Registered with (6)

→ B•••••• I••••••••• C•••••••••Registered adviserregistration: current employment
Aug 21, 2023 to presentfactForm ADV
→ B•••••• I••••••••• C••••••••• C••••••Registered adviserregistration: previous registration
Aug 9, 2019 to Nov 5, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 15, 2016 to Aug 1, 2019factForm ADV
→ S•• W••••• I••••••••• A•••••••Registered adviser

Dated events

Occurred
Nov 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4889730b-13d5-035e-bbae-8aec1db67f8b
First observed: Nov 2, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.