This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0

Regulatory AUM

$160MItem 5.F on the latest filing (2026-02-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$160M

Private client RAUM

$160MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$80.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

858

Individual clients

426

High net worth clients

60

Custody, client assets

$71.2M

SEC number

801-132477

CIK

2109365

CRD

335612

Filings on the tape

5

First filed

Apr 14, 2025

Latest filed

Feb 24, 2026

Organised

Limited Liability Company, OH

Website

m3wealthmanagement.com

• Occurred

  May 19, 2025
  Team lift-out

  2 advisors left L.M. Kohn & Company (Strongsville, OH) for M3 Wealth Management on the same day

  Form ADVobserved 3 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:488da412-dd8f-d98b-3d7f-d584baad44f4

First observed

Apr 14, 2025

Last observed

Feb 24, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.