DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
M3 Wealth Management
Legal name M3 Wealth Management, LLC
Latest filing Feb 24, 2026
First filing on the tape Apr 14, 2025 · 5 filings
SEC status approved since Apr 21, 2025
RAUM
$160M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$160M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$80.1M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$160M as of Feb 24, 2026
Apr 14, 2025$0 then
HNW client RAUM$90.0M as of Feb 24, 2026
Aug 21, 2025$63.5M then
State-registered IARs (5.B.3)2 as of Feb 24, 2026
Apr 14, 20252 then
Employees (5.A)3 as of Feb 24, 2026
Apr 14, 20253 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $80.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 243derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $186,755derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.0M56%
- Individuals$70.2M44%
- Individual clients
- 426reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 858reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael James Donnellan | North Royalton, Oh | May 16, 2025 | 36 y | 2 |
| Mark Phillip Pinzone | North Royalton, Oh | May 16, 2025 | 31 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mark Phillip Pinzone from L.M. Kohn & CompanyMay 16, 2025 · RIA to a newly registered adviser
- Michael James Donnellan from L.M. Kohn & CompanyMay 16, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from L.M. Kohn & CompanyMay 19, 2025 · Strongsville, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Michael Donnellan · Member And Managercontrolsince 03/2025 · owns 50% to 75%
- Phillip Mark Pinzone · Member And Managercontrolsince 03/2025 · owns 50% to 75%
- G Jonathan Kasting · Chief Compliance Officersince 03/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North Royalton, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4,527 to 858Jan 8, 2026 to Feb 24, 2026
- HNW clients · 36 to 60Jan 8, 2026 to Feb 24, 2026
- Individual clients · 357 to 426Jan 8, 2026 to Feb 24, 2026
- Assets in custody · unset to 71177037.0Jan 8, 2026 to Feb 24, 2026
- Discretionary RAUM · $143M to $160MJan 8, 2026 to Feb 24, 2026
- HNW RAUM · $63.5M to $90.0MJan 8, 2026 to Feb 24, 2026
- Individual RAUM · $79.7M to $70.2MJan 8, 2026 to Feb 24, 2026
- RAUM · $143M to $160MJan 8, 2026 to Feb 24, 2026
- Accounts · 0 to 4,527May 16, 2025 to Aug 21, 2025
- HNW clients · unset to 36.0May 16, 2025 to Aug 21, 2025
- Individual clients · unset to 357.0May 16, 2025 to Aug 21, 2025
- Financial planning clients · 0 to 0May 16, 2025 to Aug 21, 2025
- Discretionary RAUM · $0 to $143MMay 16, 2025 to Aug 21, 2025
- HNW RAUM · unset to 63492905.0May 16, 2025 to Aug 21, 2025
- Individual RAUM · unset to 79700696.0May 16, 2025 to Aug 21, 2025
- RAUM · $0 to $143MMay 16, 2025 to Aug 21, 2025
Signals
1 dated events
- 2 advisors left L.M. Kohn & Company (Strongsville, OH) for M3 Wealth Management on the same dayMay 19, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 440-652-6370reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026