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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

John Miller

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WINTER PARK, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:488eb821-7127-0fcc-e62b-47f8a25aa7bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 17, 2012
First registration: May 13, 2013
Dual registered: yes, broker-dealer
Other names: JOHN NICKOLAUS MILLER
IAPD individual key: 6033959

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 14, 2017	n/a	yes	WINTER PARK, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 2, 2015	May 25, 2017	no	WINTER PARK, FL\|ORLANDO, FL\|ORLANDO, FL\|ORLANDO, FL\|WINTER PARK, FL\|ORLANDO, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 13, 2013	Sep 12, 2014	no	TAMPA, FL\|TAMPA, FL\|FORT WALTON BEACH, FL\|GAINESVILLE, FL\|TAMPA, FL\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 25, 2017	Jun 14, 2017	20	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:7691:FL:2017-05-23	May 25, 2017	Jun 14, 2017	ORLANDO, FL	Firm change

Relationships

Registered with (2)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jun 14, 2017 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 2, 2015 to May 25, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:488eb821-7127-0fcc-e62b-47f8a25aa7bf
First observed: May 13, 2013
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

John Miller

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WINTER PARK, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:488eb821-7127-0fcc-e62b-47f8a25aa7bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Jun 14, 2017

n/a

yes

WINTER PARK, FL

Current employment

WELLS FARGO ADVISORS

Wirehouse

Nov 2, 2015

May 25, 2017

Previous registration

WELLS FARGO ADVISORS

Wirehouse

May 13, 2013

Sep 12, 2014

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 25, 2017

Jun 14, 2017

Firm change

Wirehouse to wirehouse

Team

Left

Joined

From

Kind

19616:7691:FL:2017-05-23

May 25, 2017

Jun 14, 2017

ORLANDO, FL

Firm change