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J•••••• C••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

J•••••• C••• W•••••

Advisor at N••••• A•••• M••••••••• L••

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:489a1964-1766-a10b-b539-c47550d2c78d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Oct 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• A•••• M••••••••• L••	Mixed wealth	Aug 10, 2026	n/a	yes	CHICAGO, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 19, 2025	Jun 22, 2026	no	FORT MILL, SC\|HUNTERSVILLE, NC

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N••••• A•••• M••••••••• L••	Jun 22, 2026	Aug 10, 2026	49	Firm change	Ibd to RIA
A••••• A•• P••••••• S•••••••	L•• F•••••••• L••	Oct 14, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155584:20472:IL:2023-07-27	Aug 4, 2023	Aug 4, 2023	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ N••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 26, 2022 to Aug 4, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 19, 2025 to Jun 22, 2026factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Aug 4, 2023 to Oct 14, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
J•••••• C••• W••••• left L•• F•••••••• L•• for N••••• A•••• M••••••••• L•• (registered 2026-08-10)
Form ADVobserved 7 days ago
Occurred
Oct 14, 2024
Advisor changed firm
J•••••• C••• W••••• left A••••• A•• P••••••• S••••••• for L•• F•••••••• L•• (registered 2025-05-19)
Form ADVobserved 7 days ago
Occurred
Aug 4, 2023
Advisor changed firm
J•••••• C••• W••••• left N••••• A•••• M••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2023-08-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:489a1964-1766-a10b-b539-c47550d2c78d
First observed: Oct 3, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.