DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Justine Chin Walker
Feed of 09/14/2026
Also filed as Justine Chin
At current firm
0 y
since Aug 10, 2026
In the industry
15 y
since Apr 1, 2011 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- Nuveen Asset Management, LLC mixed wealth currentsince Aug 10, 2026 · Chicago, Il
- LPL Financial LLC BD affiliatedMay 19, 2025 to Jun 22, 2026 · Fort Mill, Sc
- Advice And Planning Services BD affiliatedAug 4, 2023 to Oct 14, 2024 · Charlotte, Nc
- Nuveen Asset Management, LLC mixed wealthApr 26, 2022 to Aug 4, 2023 · Chicago, Il
- Fidelity Personal And Workplace Advisors formerSep 11, 2020 to Apr 7, 2022 · Charlotte, Nc
- Nuveen Asset Management, LLC mixed wealthJan 4, 2017 to Dec 12, 2019 · Charlotte, Nc
- Advice And Planning Services BD affiliatedOct 3, 2013 to Nov 10, 2016 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Nuveen Asset Management, LLCleft Jun 22, 2026, registered Aug 10, 2026 (49 days) · Affiliated broker-dealer or bank to independent RIA
- Advice And Planning Services to LPL Financial LLCleft Oct 14, 2024, registered May 19, 2025 (217 days) · Affiliated broker-dealer or bank to another
- Nuveen Asset Management, LLC to Advice And Planning Servicesleft Aug 4, 2023, registered Aug 4, 2023 (0 days) · Other · moved with a team
- Fidelity Personal And Workplace Advisors to Nuveen Asset Management, LLCleft Apr 7, 2022, registered Apr 26, 2022 (19 days) · Other
- Nuveen Asset Management, LLC to Fidelity Personal And Workplace Advisorsleft Dec 12, 2019, registered Sep 11, 2020 (274 days) · RIA to affiliated broker-dealer or bank
- Advice And Planning Services to Nuveen Asset Management, LLCleft Nov 10, 2016, registered Jan 4, 2017 (55 days) · Other
Signals
- Justine Chin Walker left Lpl Financial Llc for Nuveen Asset Management, Llc (registered 2026-08-10)Jun 22, 2026 · Advisor changed firm · fact
- Justine Chin Walker left Advice And Planning Services for Lpl Financial Llc (registered 2025-05-19)Oct 14, 2024 · Advisor changed firm · fact
- Justine Chin Walker left Nuveen Asset Management, Llc for Advice And Planning Services (registered 2023-08-04)Aug 4, 2023 · Advisor changed firm · fact
- Justine Chin Walker left Fidelity Personal And Workplace Advisors for Nuveen Asset Management, Llc (registered 2022-04-26)Apr 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address