DFX Intelligence

C••••• L••••• S•••• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••••• L••••• S•••• N•••

Advisor at O•••• A••••••• S•••••••• L••

ATLANTA, GA | Stuart, FL

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Search this name across graphsid dfx:ria:48a0861c-efcc-1f20-240c-f061c8ab8bc9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 12, 2024	n/a	yes	ATLANTA, GA\|Stuart, FL	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Oct 22, 2013	Oct 11, 2024	no	HOLBROOK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	O•••• A••••••• S•••••••• L••	Oct 11, 2024	Oct 12, 2024	1	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
112697:171070:NY:2024-10-11	Oct 11, 2024	Oct 12, 2024	HOLBROOK, NY	Firm change

Relationships

Registered with (2)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 12, 2024 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 22, 2013 to Oct 11, 2024factForm ADV

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48a0861c-efcc-1f20-240c-f061c8ab8bc9
First observed: Oct 22, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.