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R••••• E••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst20 years in industry

R••••• E••••• D••••

Advisor at 7•• W•••••• L••

Charlotte, NC

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Search this name across graphsid dfx:ria:48a3151e-8a31-edd2-ad50-443f7ca8960c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 7•• W•••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
7•• W•••••• L••	State registered	Feb 19, 2025	n/a	yes	Charlotte, NC	Current employment
A•••••••• C•••••• M•••••••••	Independent wealth	Mar 8, 2017	May 13, 2021	no	CORNELIUS, NC

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• C•••••• M•••••••••	7•• W•••••• L••	May 13, 2021	Feb 19, 2025	1,378	Firm change after gap	RIA to state RIA
W•••• F•••• A•••••••	A•••••••• C•••••• M•••••••••	Dec 14, 2015

Relationships

Registered with (5)

→ 7•• W•••••• L••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ A•••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Mar 8, 2017 to May 13, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 17, 2013 to Dec 14, 2015factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48a3151e-8a31-edd2-ad50-443f7ca8960c
First observed: Nov 2, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.