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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

HEATHER PAGE POSPISIL

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Independence, OH | Chagrin Falls, OH

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Search this name across graphsid dfx:ria:48abbfd3-9a1f-5908-26ea-009db731d356

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 30, 2005
First registration: Jun 4, 2009
Dual registered: yes, broker-dealer
Other names: HEATHER P POSPISIL|HEATHER PAGE POSPISIL|HEATHER PAGE POSPISIL|HEATHER POSPISIL
IAPD individual key: 5004088

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 16, 2022	n/a	yes	Independence, OH\|Chagrin Falls, OH	Current employment
MORGAN STANLEY	Wirehouse	Oct 17, 2018	Jun 16, 2022	no	PHOENIX, AZ	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 11, 2013	Aug 8, 2018	no	ARLINGTON, VA\|Chicago, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 4, 2009	Dec 4, 2012	no	HIGHLAND PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 16, 2022	Jun 16, 2022	0	Firm change	Wirehouse to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Aug 8, 2018	Oct 17, 2018	70	Firm change	RIA to wirehouse
STRATEGIC ADVISERS LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Dec 4, 2012	Dec 11, 2013	372	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 16, 2022 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 17, 2018 to Jun 16, 2022factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 11, 2013 to Aug 8, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 4, 2009 to Dec 4, 2012factForm ADV

Dated events

Occurred
Jun 16, 2022
Advisor changed firm
Heather Page Pospisil left Morgan Stanley for Ameriprise Financial Services, Llc (registered 2022-06-16)
Form ADVobserved 4 days ago