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RIA / WealthAdvisor39 years in industry

STANLEY GREGOR

Advisor at SUMMIT FINANCIAL, LLC

PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:48abe78e-ee8c-2777-a818-e78fac60c115

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT FINANCIAL, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 27, 1987
First registration: Nov 25, 2002
Dual registered: no
Other names: STAN GREGOR|STANLEY GRGUROVICH
IAPD individual key: 1672974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT FINANCIAL, LLC	Bd affiliated wealth	Jan 1, 2026	n/a	yes	PARSIPPANY, NJ	Current employment
SUMMIT EQUITIES INC	Former SEC adviser	Feb 7, 2017	Dec 21, 2018	no	PARSIPPANY, NJ	Previous registration
SUMMIT FINANCIAL RESOURCES INC	Former SEC adviser	Jan 20, 2017	Sep 27, 2018	no	PARSIPPANY, NJ	Previous registration
CANTOR FITZGERALD WEALTH PARTNERS, LLC	Former SEC adviser	Aug 6, 2014	Nov 28, 2016	no	NEW YORK, NY	Previous registration
MERION WEALTH PARTNERS, LLC	Former SEC adviser	Jun 11, 2012	Dec 5, 2012	no	PAOLI, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 3, 2009	Sep 30, 2010	no	ST. LOUIS, MO\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
TD WEALTH MANAGEMENT SERVICES INC.	n/a	Aug 3, 2005	Aug 15, 2007	no	MARLTON, NJ\|PHILADELPHIA, PA\|CHERRY HILL, NJ\|NEW YORK, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Jan 14, 2005	no	NEW YORK, NY	Previous registration
QUICK & REILLY, INC.	n/a	Nov 25, 2002	Oct 20, 2004	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT EQUITIES INC	SUMMIT FINANCIAL, LLC	Dec 21, 2018	Jan 1, 2026	2,568	Firm change after gap	RIA to ibd
SUMMIT FINANCIAL RESOURCES INC	SUMMIT EQUITIES INC	Sep 27, 2018	Feb 7, 2017	-597	Firm change after gap	Other
CANTOR FITZGERALD WEALTH PARTNERS, LLC	SUMMIT FINANCIAL RESOURCES INC	Nov 28, 2016	Jan 20, 2017	53	Firm change	Other
MERION WEALTH PARTNERS, LLC	CANTOR FITZGERALD WEALTH PARTNERS, LLC	Dec 5, 2012	Aug 6, 2014	609	Firm change after gap	Other
WELLS FARGO ADVISORS	MERION WEALTH PARTNERS, LLC	Sep 30, 2010	Jun 11, 2012	620	Firm change after gap	Other
TD WEALTH MANAGEMENT SERVICES INC.	WELLS FARGO ADVISORS	Aug 15, 2007	Jun 3, 2009	658	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	TD WEALTH MANAGEMENT SERVICES INC.	Jan 14, 2005	Aug 3, 2005	201	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11039:299322:NJ:2018-12-21	Dec 21, 2018	Jan 1, 2026	PARSIPPANY, NJ	Firm change after gap
104990:11039:NJ:2018-09-20	Sep 27, 2018	Feb 7, 2017	PARSIPPANY, NJ	Firm change after gap

Relationships

Registered with (9)

→ SUMMIT FINANCIAL, LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ SUMMIT EQUITIES INCRegistered adviserregistration: previous registration
Feb 7, 2017 to Dec 21, 2018factForm ADV
→ SUMMIT FINANCIAL RESOURCES INCRegistered adviserregistration: previous registration
Jan 20, 2017 to Sep 27, 2018factForm ADV
→ CANTOR FITZGERALD WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 6, 2014 to Nov 28, 2016factForm ADV
→ MERION WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 11, 2012 to Dec 5, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 3, 2009 to Sep 30, 2010factForm ADV
→ TD WEALTH MANAGEMENT SERVICES INC.Registered adviserregistration: previous registration
Aug 3, 2005 to Aug 15, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Jan 14, 2005factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Nov 25, 2002 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.