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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MERION WEALTH PARTNERS, LLC

CRD 152680

PAOLI, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d76f88de-e80b-5795-846b-a81d301c3ade

Data as of Jun 20, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2011 to Jun 20, 2014
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $63.6MItem 5.F on the latest filing (2014-06-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $63.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 10
Accounts: 459
SEC number: 801-71083
CRD: 152680
Filings on the tape: 28
First filed: Nov 29, 2011
Latest filed: Jun 20, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASH INVESTMENT FUND LLC	MANAGING MEMBER	D	yes	06/2011	Nov 29, 2011	Jun 20, 2014
ASH, TIMOTHY, EDWARD	SOLE MEMBER	E	yes	06/2011	Nov 29, 2011	Jun 20, 2014
CAMPBELL, DIANE, PICARD	MANAGING MEMBER	E	yes	08/2009	Nov 29, 2011	Jun 20, 2014
CDV CAPITAL PARTNERS, LP	Member	B	yes	06/2011	Nov 29, 2011	Jun 20, 2014
CDV CAPITAL, LLC	GENERAL PARTNER	F	yes	06/2011	Nov 29, 2011	Jun 20, 2014
POPE, DALE, ALLAN	PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	04/2014	Apr 26, 2013	Jun 20, 2014
HANNIGAN, ELIZABETH, ANN	COMPLIANCE ASSISTANT	Na	no	01/2014	Jan 16, 2014	Jun 20, 2014
REILLY, MEGEN, ANN	DIRECTOR OF OPERATIONS/COMPLIANCE ASSISTANT	Na	no	03/2013	Mar 7, 2013	Jun 20, 2014
WEIKERT, DAVID, ANDREW	COMPLIANCE ASSISTANT	Na	no	08/2013	Aug 21, 2013	Jun 20, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MERCAP SECURITIES, LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 26, 2014	$63.6M	$63.6M	8	3	n/a	n/a	n/a
2012	Apr 1, 2013	$110M	$110M	17	11	n/a	n/a	n/a
2011	Mar 30, 2012	$90.6M	$48.6M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$63.6M	$110M	-42.0%	n/a	n/a	12	17	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERCAP ADVISORS, INC.	5	Jan 5, 2016	Aug 11, 2015	BETHLEHEM, PA	Firm absorbed	Other	100.0%

Relationships

Controls (6)

← POPE, DALE, ALLANOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 26, 2013 to presentfactForm ADV
← ASH, TIMOTHY, EDWARDOwnerSOLE MEMBER, ownership code E, individual
Nov 29, 2011 to presentfactForm ADV
← CAMPBELL, DIANE, PICARDOwnerMANAGING MEMBER, ownership code E, individual
Nov 29, 2011 to presentfactForm ADV
← ASH INVESTMENT FUND LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Nov 29, 2011 to presentfactForm ADV
← CDV CAPITAL PARTNERS, LPOwnerMEMBER, ownership code B, domestic entity
Nov 29, 2011 to presentfactForm ADV
← CDV CAPITAL, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Nov 29, 2011 to presentfactForm ADV

Owns (3)

← WEIKERT, DAVID, ANDREWOwnerCOMPLIANCE ASSISTANT, ownership code NA, individual
Aug 21, 2013 to presentfactForm ADV
← HANNIGAN, ELIZABETH, ANNOwnerCOMPLIANCE ASSISTANT, ownership code NA, individual
Jan 16, 2014 to presentfactForm ADV
← REILLY, MEGEN, ANNOwnerDIRECTOR OF OPERATIONS/COMPLIANCE ASSISTANT, ownership code NA, individual
Mar 7, 2013 to presentfactForm ADV

Registered with (9)

← Dale A PopeAdvisorregistration: previous registration
Apr 6, 2011 to Jan 5, 2016factForm ADV
← DANIEL GREGORY NIGITOAdvisorregistration: previous registration
Jan 10, 2012 to Jan 5, 2016factForm ADV
← DAVID WEIKERTAdvisorregistration: previous registration
Jan 10, 2012 to Jan 5, 2016factForm ADV
← MICHAEL DENNIS MALONEAdvisorregistration: previous registration
Dec 23, 2011 to Jan 5, 2016factForm ADV
← Brendan M GilmoreAdvisorregistration: previous registration
Aug 10, 2010 to Jan 5, 2016factForm ADV
← WALTER THOMAS WANDALLAdvisorregistration: previous registration
Mar 21, 2013 to Nov 24, 2015factForm ADV
← RICHARD ALAN HELLBERGAdvisorregistration: previous registration
Jul 12, 2012 to Jun 2, 2015factForm ADV
← STANLEY GREGORAdvisorregistration: previous registration
Jun 11, 2012 to Dec 5, 2012factForm ADV
← ERIC THORSON CHEYNEAdvisorregistration: previous registration
Mar 19, 2010 to Apr 6, 2011factForm ADV

Moved with (1)

→ MERCAP ADVISORS, INC.Registered adviser5 advisors, firm absorbed, same day
Jan 5, 2016 to Aug 11, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d76f88de-e80b-5795-846b-a81d301c3ade
First observed: Nov 29, 2011
Last observed: Jun 20, 2014 149 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MERION WEALTH PARTNERS, LLC

CRD 152680

PAOLI, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d76f88de-e80b-5795-846b-a81d301c3ade

Data as of Jun 20, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASH INVESTMENT FUND LLC

MANAGING MEMBER

yes

06/2011

Nov 29, 2011

Jun 20, 2014

ASH, TIMOTHY, EDWARD

SOLE MEMBER

yes

06/2011

Nov 29, 2011

Jun 20, 2014

CAMPBELL, DIANE, PICARD

MANAGING MEMBER

yes

08/2009

Nov 29, 2011

Jun 20, 2014

CDV CAPITAL PARTNERS, LP

Member

yes

06/2011

Nov 29, 2011

Jun 20, 2014

CDV CAPITAL, LLC

GENERAL PARTNER

yes

06/2011

Nov 29, 2011

Jun 20, 2014

POPE, DALE, ALLAN

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

04/2014

Apr 26, 2013

Jun 20, 2014

HANNIGAN, ELIZABETH, ANN

COMPLIANCE ASSISTANT

01/2014

Jan 16, 2014

Jun 20, 2014

REILLY, MEGEN, ANN

DIRECTOR OF OPERATIONS/COMPLIANCE ASSISTANT

03/2013

Mar 7, 2013

Jun 20, 2014

WEIKERT, DAVID, ANDREW

COMPLIANCE ASSISTANT

08/2013

Aug 21, 2013

Jun 20, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MERCAP SECURITIES, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 26, 2014

$63.6M

n/a

2012

Apr 1, 2013

$110M

n/a

2011

Mar 30, 2012

$90.6M

$48.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$63.6M

$110M

-42.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERCAP ADVISORS, INC.

Jan 5, 2016

Aug 11, 2015

BETHLEHEM, PA

Firm absorbed

Other

100.0%