DFX Intelligence

D•••• R••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D•••• R••••• M•••••••

Advisor at W••••••• S••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:48b2759b-3655-d274-f98a-0d6a3a3790f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 26, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• S••••••••• I•••	Bd affiliated wealth	Jul 3, 2015	n/a	yes	ZELIENOPLE, PA\|WHEELING, WV\|New Castle, PA\|New Castle, PA\|Beaver, PA	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Nov 1, 2010	Jul 6, 2015	no	PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|AMBRIDGE, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|MCKEES ROCKS, PA\|CARNEGIE, PA\|PITTSBURGH, PA\|MONROEVILLE, PA\|Pittsburgh, PA\|PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	W••••••• S••••••••• I•••	Jul 6, 2015	Jul 3, 2015	-3	Firm change	Other
E•••• N••••••• S••••••••• I•••	C••••••• S••••••••• I•••	Oct 19, 2010	Nov 1, 2010

Relationships

Registered with (4)

→ W••••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 3, 2015 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2010 to Jul 6, 2015factForm ADV
→ E•••• N••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 7, 2010 to Oct 19, 2010factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48b2759b-3655-d274-f98a-0d6a3a3790f3
First observed: May 26, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.