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RIA / WealthAdvisor43 years in industry

JAMES CRAIG COLEMAN

Advisor at MUTUAL ADVISORS, LLC

Ojai, CA | OMAHA, NE

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Search this name across graphsid dfx:ria:48d11bf6-6ad1-4f4c-7543-e21515c64aa4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Aug 30, 1983
First registration: Jul 8, 1997
Dual registered: no
IAPD individual key: 1128419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Jul 1, 2013	n/a	yes	Ojai, CA\|OMAHA, NE	Current employment
CORNERSTONE ASSET MANAGEMENT, INC.	Former SEC adviser	Oct 12, 2009	Sep 14, 2012	no	VENTURA, CA	Previous registration
MUTUAL SECURITIES, INC.	Former SEC adviser	Jan 23, 2009	Jul 9, 2013	no	VENTURA, CA\|WESTLAKE VILLAGE, CA\|Ojai, CA\|Omaha, NE	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 8, 1997	Feb 10, 2009	no	OXNARD, CA\|VENTURA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MUTUAL SECURITIES, INC.	CORNERSTONE ASSET MANAGEMENT, INC.	Jul 9, 2013	Oct 12, 2009	-1,366	Firm change after gap	Other
CORNERSTONE ASSET MANAGEMENT, INC.	MUTUAL ADVISORS, LLC	Sep 14, 2012	Jul 1, 2013	290	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MUTUAL SECURITIES, INC.	Feb 10, 2009	Jan 23, 2009	-18	Firm change	Other

Relationships

Registered with (4)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Jul 1, 2013 to presentfactForm ADV
→ MUTUAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 23, 2009 to Jul 9, 2013factForm ADV
→ CORNERSTONE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 12, 2009 to Sep 14, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Feb 10, 2009factForm ADV

Dated events

No dated event names this entity yet.