DFX Intelligence

G•••• R•• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

G•••• R•• K•••••••

Advisor at W•••••• W••••• M••••••••• L••

Greenwood Village, CO

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Search this name across graphsid dfx:ria:48d57f6b-2880-2349-37a5-9c900521dc55

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 6, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	Jun 22, 2016	n/a	yes	Greenwood Village, CO	Current employment
W•••••• W••••• M••••••••• L••	Former SEC adviser	Mar 7, 2016	Jun 22, 2016	no	Greenwood Village, CO\|GOLDEN, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• W••••• M••••••••• L••	W•••••• W••••• M••••••••• L••	Jun 22, 2016	Jun 22, 2016	0	Bulk transfer	Other
G•••••••• C•••••• M••••••••• L••	W•••••• W••••• M••••••••• L••	Feb 16, 2016	Mar 7, 2016

Relationships

Registered with (4)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 22, 2016 to presentfactForm ADV
→ W•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 7, 2016 to Jun 22, 2016factForm ADV
→ G•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 24, 2011 to Feb 16, 2016factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48d57f6b-2880-2349-37a5-9c900521dc55
First observed: Sep 28, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.