DFX Intelligence
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Reading the graph
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Advisor at S•• W••••• A•••••••• L••
MYRTLE BEACH, SC | PARSIPPANY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• W••••• A•••••••• L•• | Independent wealth | Feb 27, 2025 | n/a | yes | MYRTLE BEACH, SC|PARSIPPANY, NJ | Current employment |
| A•••• F•••••••• A••••••• S•••••••• I••• | Independent wealth | Aug 18, 2016 | Jan 31, 2025 | no | RESTON, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• F•••••••• A••••••• S•••••••• I••• | S•• W••••• A•••••••• L•• | Jan 31, 2025 | Feb 27, 2025 | 27 | Firm change | RIA to RIA |
| L•• F•••••••• L•• | A•••• F•••••••• A••••••• S•••••••• I••• | Aug 10, 2016 | Aug 18, 2016 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 14, 2014 | Aug 10, 2016 | no | LEESBURG, VA|LEESBURG, VA|SAN DIEGO, CA | Previous registration |
| H• B•••• I••• | Former SEC adviser | Mar 1, 2004 | Jan 17, 2014 | no | LEESBURG, VA|LEESBURG, VA | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Aug 19, 2003 | Mar 4, 2004 | no | VIENNA, VA | Previous registration |
| 8 |
| Firm change |
| Other |
| H• B•••• I••• | L•• F•••••••• L•• | Jan 17, 2014 | Jan 14, 2014 | -3 | Firm change | Other |
| P•••• S••••••••• L•• | H• B•••• I••• | Mar 4, 2004 | Mar 1, 2004 | -3 | Firm change | Other |