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CRD 105404
LA JOLLA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GLENN RICHARD CARLSON | Chartered Financial Analyst | La Jolla, CA | 30 | 35 | n/a | no |
| MATTHEW CUMMINGS JOHNSON | n/a | SAN DIEGO, CA | 30 | 33 | n/a | yes |
| LAWRENCE ALAN TAYLOR | n/a | La Jolla, CA | 30 | 31 | n/a | no |
| RAY EDENS LEWIS | n/a | SAN DIEGO, CA | 29 | 38 | n/a | yes |
| MARSHA CLAIRE OTTO | n/a | LA JOLLA, CA | 27 | 27 | n/a | yes |
| TIMOTHY M DOYLE | Chartered Financial Analyst | La Jolla, CA | 26 | 32 | 1 | no |
| CHARLES S GRAMLING | n/a | La Jolla, CA | 26 | 26 | 1 | no |
| GRANT WHALEN DUNCAN | n/a | SAN DIEGO, CA | 26 | 31 | n/a | yes |
| MICHELLE LYNN ISENBERG | n/a | SAN DIEGO, CA | 25 | 30 | n/a | yes |
| PRANAV SUMANT JAISWAL | n/a | SAN DIEGO, CA | 24 | 24 | n/a | yes |
| RHONDA KAY BERGER | n/a | La Jolla, CA | 23 | 38 | n/a | no |
| CHAD MICHAEL JENSEN | n/a | LA JOLLA, CA | 20 | 21 | n/a | yes |
| ANTHONY THEODORE BREGANTE | n/a | LA JOLLA, CA | 20 | 24 | n/a | yes |
| MICHAEL JAMES MARTIN | n/a | LA JOLLA, CA | 19 | 24 | n/a | yes |
| ROBERT PAUL MARSHALL | n/a | La Jolla, CA | 13 | 23 | n/a | yes |
| JAVIER IGNACIO FERNANDEZ | n/a | SAN DIEGO, CA | 12 | 18 | n/a | yes |
| SARAH Scripp Sondag | n/a | LA JOLLA, CA | SAN DIEGO, CA | 11 | 18 | n/a | yes |
| TONY KIGGINS PAMARAN | n/a | La Jolla, CA | 11 | 12 | n/a | yes |
| KEVIN M. GRIEVE | n/a | LA JOLLA, CA | Lincoln, RI | 6 | 22 | 2 | yes |
| JOHN PHILIP KELLY | n/a | SAN DIEGO, CA | 6 | 28 | 3 | yes |
| TIMOTHY JAMES NEWBURN | n/a | LA JOLLA, CA | CALGARY AB | 6 | 24 | n/a | yes |
| JEROME WALTER BUTKIEWICZ | n/a | La Jolla, CA | 2 | 14 | n/a | yes |
| MICHAEL BRUCE ISRAEL | Chartered Financial Analyst | La Jolla, CA | 0 | 32 | n/a | no |
| Daniel Charles Mottram | n/a | Winchester, MA | LA JOLLA, CA | 0 | 11 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BRANDES NON-U.S. SMALL CAP PORTFOLIO II | Other Private Fund | $459M | Nov 7, 2024 | 25 | Mar 21, 2013 | reported | 021-128766 |
| BRANDES EMERGING MARKETS EQUITY PORTFOLIO II | Other Private Fund | $357M | Nov 7, 2024 | 28 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES NON-U.S. EQUITY PORTFOLIO | Other Private Fund | $162M | Nov 7, 2024 | 11 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES GLOBAL SMALL CAP PORTFOLIO | Other Private Fund | $125M | Nov 7, 2024 | 11 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES GLOBAL EQUITY PORTFOLIO | Other Private Fund | $104M | Nov 7, 2024 | 10 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES GLOBAL SMALL-MID CAP PORTFOLIO | Other Private Fund | $88.6M | Nov 7, 2024 | 13 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES CORE PLUS FIXED INCOME PORTFOLIO | Other Private Fund | $58.6M | Nov 7, 2024 | 7 | Mar 30, 2012 | reported | 021-128764 |
| BRANDES GLOBAL OPPORTUNITIES VALUE PORTFOLIO | Other Private Fund | $38.6M | Nov 7, 2024 | 8 | Mar 21, 2013 | reported | 021-128766 |
| BRANDES U.S. EQUITY PORTFOLIO | Other Private Fund | $36.9M | Nov 7, 2024 | 5 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES ASIA (EX-JAPAN) EQUITY PORTFOLIO | Other Private Fund | $23.2M | Nov 7, 2024 | 13 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES JAPAN EQUITY PORTFOLIO | Other Private Fund | $13.7M | Nov 7, 2024 | 10 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES EUROPE EQUITY PORTFOLIO | Other Private Fund | $12.7M | Nov 7, 2024 | 8 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES CORPORATE FOCUS FIXED INCOME PORTFOLIO | Other Private Fund | $11.6M | Jun 22, 2012 | 5 | Mar 30, 2012 | dropped | 021-128764 |
| BRANDES NON-U.S. SMALL-MID CAP PORTFOLIO | Other Private Fund | $9.5M | Nov 7, 2024 | 6 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES U.S. SMALL CAP PORTFOLIO | Other Private Fund | $8.5M | Nov 7, 2024 | 3 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES GLOBAL MICRO CAP PORTFOLIO | Other Private Fund | $8.3M | Oct 29, 2015 | 9 | Mar 30, 2012 | dropped | 021-128766 |
| BRANDES CORE FIXED INCOME PORTFOLIO | Other Private Fund | $7.4M | Jun 22, 2012 | 2 | Mar 30, 2012 | dropped | 021-128764 |
| BRANDES U.S. SMALL-MID CAP PORTFOLIO | Other Private Fund | $6.5M | Nov 7, 2024 | 6 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES NON-U.S. SMALL CAP PORTFOLIO | Other Private Fund | $4.9M | Jun 22, 2012 | 3 | Mar 30, 2012 | dropped | 021-128766 |
| BRANDES GLOBAL SMALL-MID CAP ADR ONLY | Other Private Fund | $4.2M | Sep 30, 2021 | 2 | Mar 30, 2012 | dropped | 021-128766 |
| BRANDES EMERGING MARKETS VALUE PORTFOLIO | Other Private Fund | $2.9M | Nov 7, 2024 | 7 | Mar 30, 2012 | reported | 021-128766 |
| BRANDES ENHANCED INCOME PORTFOLIO | Other Private Fund | $1.5M | Oct 29, 2015 | 5 | Mar 30, 2012 | dropped | 021-128764 |
| BRANDES EMERGING MARKETS (EX-CHINA) EQUITY PORTFOLIO | Other Private Fund | $420,147 | Nov 7, 2024 | 4 | Mar 29, 2021 | reported | 021-128766 |
| BRANDES GLOBAL EQUITY INCOME PORTFOLIO | Other Private Fund | $247,530 | Nov 7, 2024 | 3 | Mar 27, 2015 | reported | 021-128766 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRANDES WORLDWIDE HOLDINGS, L.P. | LIMITED PARTNER | E | yes | 10/2004 | Mar 30, 2012 | Nov 7, 2024 |
| CARLSON, GLENN, RICHARD | Member | D | yes | 02/2018 | Mar 30, 2012 | Nov 7, 2024 |
| CARLSON, GLENN, RICHARD | EXECUTIVE DIRECTOR | Na | yes | 02/2013 | Mar 30, 2012 | Nov 7, 2024 |
| CO-GP, LLC | GENERAL PARTNER | F | yes | 02/2018 | Mar 16, 2018 | Nov 7, 2024 |
| CO-GP, LLC | GENERAL PARTNER | Na | yes | 02/2018 | Mar 16, 2018 | Nov 7, 2024 |
| FARNSWORTH, STEPHEN, KENT | OPERATIONS DIRECTOR | Na | yes | 09/2011 | Apr 2, 2018 | Nov 7, 2024 |
| KALIGIAN, KAREN, MICHELE | DIRECTOR OF HUMAN RESOURCES | Na | yes | 01/2021 | Mar 28, 2024 | Nov 7, 2024 |
| LITTLE, KENNETH, DANIEL | MANAGING DIRECTOR OF INVESTMENTS | Na | yes | 02/2013 | Mar 21, 2013 | Nov 7, 2024 |
| LOUBIER, ROBERTA, LYN | GLOBAL HEAD OF COMPLIANCE (CHIEF COMPLIANCE OFFICER) | Na | yes | 08/2010 | Mar 30, 2012 | Nov 7, 2024 |
| MURRAY, OLIVER, MICHAEL | CHIEF EXECUTIVE OFFICER | Na | yes | 05/2024 | Mar 30, 2012 | Nov 7, 2024 |
| NAKAGAWA, JON, KAZUMI | FINANCE DIRECTOR | Na | yes | 03/2022 | Mar 29, 2022 | Nov 7, 2024 |
| SCAFIDI, JOSEPH | TRADING DIRECTOR | Na | yes | 04/2007 | Apr 2, 2018 | Nov 7, 2024 |
| TURNER, DYLAN | MANAGING DIRECTOR PORTFOLIO MANAGEMENT AND CLIENT SERVICE | Na | yes | 09/2024 | Nov 7, 2024 | Nov 7, 2024 |
| WOODS, BRENT, VARDEMAN | EXECUTIVE DIRECTOR | Na | yes | 05/2024 | Mar 30, 2012 | Nov 7, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BRANDES INVESTMENT PARTNERS (ASIA) PTE LTD | n/a | n/a | n/a | N | yes | n/a |
| BRANDES INVESTMENT PARTNERS (EUROPE) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BRANDES INVESTMENT PARTNERS & CO. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Brookfield | Wi | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 10, 2026 | $41B | $40B | 149 | 35 | 1 | 18 | n/a |
| 2024 | Mar 28, 2025 | $27B | $26B | 143 | 34 | 1 | 17 | n/a |
| 2023 | Mar 28, 2024 | $22B | $22B | 141 | 35 | 1 | 18 | $1.5B |
| 2022 | Mar 30, 2023 | $18B | $17B | 144 | 35 | 1 | 18 | $1.3B |
| 2021 | Mar 29, 2022 | $20B | $20B | 141 | 34 | 1 | 18 | $1.6B |
| 2020 | Mar 29, 2021 | $19B | $19B | 150 | 35 | 1 | 19 | $1.7B |
| 2019 | Mar 30, 2020 | $24B | $24B | 161 | 34 | 1 | 18 | $2.0B |
| 2018 | Mar 29, 2019 | $22B | $22B | 217 | 37 | 1 | 18 | $2.0B |
| 2017 | Mar 16, 2018 | $29B | $29B | 235 | 41 | 1 | 18 | $2.4B |
| 2016 | Mar 29, 2017 | $26B | $26B | 246 | 48 | n/a | 18 | $2.0B |
| 2015 | Mar 30, 2016 | $25B | $25B | 250 | 49 | n/a | 18 | $1.8B |
| 2014 | Mar 27, 2015 | $26B | $26B | 273 | 53 | n/a | 20 | $1.8B |
| 2013 | Mar 28, 2014 | $27B | $27B | 235 | 53 | n/a | 19 | $1.8B |
| 2012 | Mar 21, 2013 | $27B | $27B | 236 | 64 | n/a | 19 | $1.8B |
| 2011 | Mar 30, 2012 | $33B | $33B | n/a | n/a | n/a | 20 | $1.6B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $41B | $27B | 52.3% | $18B | 32.4% | 149 | 143 | 1 | 1 |