DFX Intelligence

T••••• J•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

T••••• J•••• S••••••••

Advisor at C•••••• I••••••••• M••••••••• L••

STAMFORD, CT

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Search this name across graphsid dfx:ria:b190e150-ac92-5665-5e50-c4179d95196a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• M••••••••• L••	Independent wealth	Apr 8, 2024	n/a	yes	STAMFORD, CT	Current employment
B•••••• I••••••••• P•••••••• L•	Other adviser	Nov 15, 2012	Dec 2, 2020	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• I••••••••• P•••••••• L•	C•••••• I••••••••• M••••••••• L••	Dec 2, 2020	Apr 8, 2024	1,223	Firm change after gap	Other
B•••••••• I••••••••• M••••••••• L••	B•••••• I••••••••• P•••••••• L•	Nov 6, 2012	Nov 15, 2012

Relationships

Registered with (7)

→ C•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Apr 8, 2024 to presentfactForm ADV
→ B•••••• I••••••••• P•••••••• L•Registered adviserregistration: previous registration
Nov 15, 2012 to Dec 2, 2020factForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 3, 2011 to Nov 6, 2012factForm ADV
→ R••••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b190e150-ac92-5665-5e50-c4179d95196a
First observed: Feb 14, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.