This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.6 fund_share=0.0 institutional_share=0.38 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$363MItem 5.F on the latest filing (2026-01-21); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$6.6M

Private client RAUM

$219MderivedItem 5.D individuals plus high net worth individuals

Private client share

60%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$72.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

3

Offices

3Schedule D 1.F, beyond the principal office

Accounts

493

Individual clients

115

High net worth clients

71

SEC number

801-117564

CRD

226671

Filings on the tape

14

First filed

Sep 30, 2019

Latest filed

Jan 21, 2026

Organised

Limited Liability Company, CA

• Occurred

  Sep 30, 2019
  First Form ADV filing

  Riverpath Investments Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:48e0e331-35ca-a42c-590a-9b29d44206ac

First observed

Sep 30, 2019

Last observed

Jan 21, 2026 8 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.