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Advisor at RIVERPATH INVESTMENTS LLC
Elk Grove, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIVERPATH INVESTMENTS LLC | Independent wealth | Feb 25, 2016 | n/a | yes | Elk Grove, CA | Current employment |
| STERLING RETIREMENT GROUP OF SACRAMENTO | Independent wealth | Jun 12, 2014 | Mar 24, 2025 | no | ROSEVILLE, CA | Previous registration |
| STOREHOUSE FINANCIAL | n/a | Jun 11, 2014 | Mar 12, 2018 | no | FOLSOM, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 3, 2003 | Dec 10, 2010 | no | SACRAMENTO, CA|SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERLING RETIREMENT GROUP OF SACRAMENTO | RIVERPATH INVESTMENTS LLC | Mar 24, 2025 | Feb 25, 2016 | -3,315 | Firm change after gap | RIA to RIA |
| STOREHOUSE FINANCIAL | STERLING RETIREMENT GROUP OF SACRAMENTO | Mar 12, 2018 | Jun 12, 2014 | -1,369 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | STOREHOUSE FINANCIAL | Dec 10, 2010 | Jun 11, 2014 | 1,279 | Firm change after gap | Other |