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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

WILLIAM SCOTT FREEDMAN

Advisor at WELLS FARGO ADVISORS

IRVINE, CA | SAN CLEMENTE, CA

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Search this name across graphsid dfx:ria:48e8f916-af98-3bd0-b016-4f73a3b30a9e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 23, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 23, 2010
First registration: Mar 29, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 5859873

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 3, 2024	n/a	yes	SAN CLEMENTE, CA\|IRVINE, CA	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 7, 2019	Oct 7, 2024	no	LAGUNA HILLS, CA\|MISSION VIEJO, CA\|MISSION VIEJO, CA\|FOOTHILL RANCH, CA\|SAN CLEMENTE, CA\|SAN CLEMENTE, CA\|LAGUNA BEACH, CA\|IRVINE, CA\|LAGUNA WOODS, CA\|LAGUNA NIGUEL, CA\|LAGUNA NIGUEL, CA\|ALISO VIEJO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 12, 2015	Feb 26, 2019	no	San Antonio, TX\|LAGUNA NIGUEL, CA\|Fountain Valley, CA\|Laguna Hills, CA\|San Clemente, CA\|Laguna Niguel, CA\|FRESNO, CA\|Aliso Viejo, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Feb 14, 2014	Nov 17, 2015	no	NEWPORT BEACH, CA\|SANTA ANA, CA\|SAN CLEMENTE, CA\|HUNTINGTON BEACH, CA\|MISSION VIEJO, CA\|IRVINE, CA\|SANTA ANA, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Mar 29, 2012	Feb 11, 2014	no	MISSION VIEJO, CA\|WESTMINSTER, CA\|Garden Grove, CA\|Huntington Beach, CA\|NORWALK, CA\|ARTESIA, CA\|WHITTIER, CA\|LA HABRA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	WELLS FARGO ADVISORS	Oct 7, 2024	Oct 3, 2024	-4	Firm change	Ibd to wirehouse
CITIGROUP GLOBAL MARKETS INC.	U.S. BANCORP ADVISORS, LLC	Feb 26, 2019	Feb 7, 2019	-19	Firm change	Ibd to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	CITIGROUP GLOBAL MARKETS INC.	Nov 17, 2015	Nov 12, 2015	-5	Firm change	Other
U.S. BANCORP ADVISORS, LLC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Feb 11, 2014	Feb 14, 2014	3	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 3, 2024 to presentfactForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 7, 2019 to Oct 7, 2024factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 12, 2015 to Feb 26, 2019factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Feb 14, 2014 to Nov 17, 2015factForm ADV

Dated events

Occurred
Oct 7, 2024
Advisor changed firm
William Scott Freedman left U.S. Bancorp Advisors, Llc for Wells Fargo Advisors (registered 2024-10-03)
Form ADVobserved 5 days ago