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J•••••• L••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

J•••••• L••• T•••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Ocoee, FL | ORLANDO, FL

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Search this name across graphsid dfx:ria:48ec1a93-4cd3-a76d-d8b8-d78dea7b1e7d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 14, 2012	n/a	yes	ORLANDO, FL\|Ocoee, FL	Current employment
I••••• A••••••• S•••••••• L••	Independent wealth	Feb 26, 2009	Dec 3, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• A••••••• S•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Dec 3, 2012	Nov 14, 2012	-19	Firm change	Other
I•••••••• C•••••• A•••••••	I••••• A••••••• S•••••••• L••	Dec 31, 2010

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 14, 2012 to presentfactForm ADV
→ I••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 26, 2009 to Dec 3, 2012factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Feb 2, 2009 to Dec 31, 2010factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48ec1a93-4cd3-a76d-d8b8-d78dea7b1e7d
First observed: May 1, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.