DFX Intelligence
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Reading the graph
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Advisor at F••••••• I•••
Nashville, TN | BRENTWOOD, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••• I••• | State registered | Apr 19, 2021 | n/a | yes | Nashville, TN|BRENTWOOD, TN | Current employment |
| F••••••• I••• | n/a | Sep 16, 2020 | Apr 21, 2021 | no | ENCINO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• I••• | F••••••• I••• | Apr 21, 2021 | Apr 19, 2021 | -2 | Firm change | Other |
| F•••• C••••••• I••••••• S•••••••• I••• | F••••••• I••• | Jul 7, 2020 | Sep 16, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 289916:310850:CA:2021-04-21 | Apr 21, 2021 | Apr 19, 2021 | ENCINO, CA | Firm change |
| F•••• C••••••• I••••••• S•••••••• I••• | Bd affiliated wealth | Jan 29, 2019 | Jul 7, 2020 | no | RALEIGH, NC | Previous registration |
| F••••••• I••• | n/a | Oct 19, 2017 | Jan 10, 2019 | no | ENCINO, CA | Previous registration |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Jun 30, 2015 | Aug 21, 2017 | no | BEVERLY HILLS, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | May 28, 2015 | no | BEVERLY HILLS, CA|PACIFIC PALISADES, CA|SIMI VALLEY, CA|WESTLAKE VILLAGE, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Aug 11, 2008 | Jan 3, 2011 | no | SIMI VALLEY, CA|THOUSAND OAKS, CA | Previous registration |
| Firm change |
| Other |
| F••••••• I••• | F•••• C••••••• I••••••• S•••••••• I••• | Jan 10, 2019 | Jan 29, 2019 | 19 | Firm change | Other |
| U••• B•••••• A•••••••• L•• | F••••••• I••• | Aug 21, 2017 | Oct 19, 2017 | 59 | Firm change | Other |
| W•••• F•••• A••••••• | U••• B•••••• A•••••••• L•• | May 28, 2015 | Jun 30, 2015 | 33 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |