RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• M•• S••••
- F••••••• I••• state registered currentsince Apr 19, 2021 · Nashville, Tn
- F••••••• I••• unclassifiedSep 16, 2020 to Apr 21, 2021 · Encino, Ca
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedJan 29, 2019 to Jul 7, 2020 · Raleigh, Nc
- F••••••• I••• unclassifiedOct 19, 2017 to Jan 10, 2019 · Encino, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedJun 30, 2015 to Aug 21, 2017 · Beverly Hills, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to May 28, 2015 · Beverly Hills, Ca
- W•••• F•••• I••••••••• L•• unclassifiedAug 11, 2008 to Jan 3, 2011 · Simi Valley, Ca
- F••••••• I••• to F••••••• I•••left Apr 21, 2021, registered Apr 19, 2021 (-2 days) · Other · moved with a team
- F•••• C••••••• I••••••• S•••••••• I••• to F••••••• I•••left Jul 7, 2020, registered Sep 16, 2020 (71 days) · Other
- F••••••• I••• to F•••• C••••••• I••••••• S•••••••• I•••left Jan 10, 2019, registered Jan 29, 2019 (19 days) · Other
- U••• B•••••• A•••••••• L•• to F••••••• I•••left Aug 21, 2017, registered Oct 19, 2017 (59 days) · Other
- W•••• F•••• A••••••• to U••• B•••••• A•••••••• L••left May 28, 2015, registered Jun 30, 2015 (33 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address