DFX Intelligence

A•••••• W• L•••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

A•••••• W• L•••• Y••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:48f909fd-73a9-2ef4-9c23-65963bfc2219

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 1, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 28, 2008	n/a	yes	SAN ANTONIO, TX	Current employment
U•• I••••••••• I•••	n/a	Jul 5, 2002	Sep 19, 2008	no	MCALLEN, TX\|MCALLEN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• I••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 19, 2008	Aug 28, 2008	-22	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• I••••••••• I•••	Jul 8, 2002	Jul 5, 2002

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 1, 1995 to Jul 8, 2002factForm ADV
→ U•• I••••••••• I•••Registered adviserregistration: previous registration
Jul 5, 2002 to Sep 19, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48f909fd-73a9-2ef4-9c23-65963bfc2219
First observed: May 1, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.