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Advisor at PROFESSIONAL FINANCIAL ADVISORS, LLC
NORTH PLATTE, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROFESSIONAL FINANCIAL ADVISORS, LLC | Independent wealth | May 19, 2015 | n/a | yes | NORTH PLATTE, NE | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | May 24, 2010 | Dec 31, 2018 | no | NORTH PLATTE, NE | Previous registration |
| WADDELL & REED | Former SEC adviser | Aug 30, 2006 | May 28, 2010 | no | GRAND ISLAND, NE|NORTH PLATTE, NE|GRANT, NE|GRANT, NE|SAVAGE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | PROFESSIONAL FINANCIAL ADVISORS, LLC | Dec 31, 2018 | May 19, 2015 | -1,322 | Firm change after gap | Ibd to RIA |
| WADDELL & REED | SAGEPOINT FINANCIAL, INC. | May 28, 2010 | May 24, 2010 | -4 | Firm change | Other |