DFX Intelligence

M•••••• J••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M•••••• J••••• M••••

Advisor at W•••• F•••• A•••••••

Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48fe0d7b-fb73-7052-b804-611c73a2f71c

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Nov 6, 1997 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 17, 2026	n/a	yes	Charlotte, NC	Current employment
M••••• S••••••	Wirehouse	Sep 25, 2025	n/a	yes	Charlotte, NC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W•••• F•••• A•••••••	Sep 18, 2026	Sep 17, 2026	-1	Firm change	Wirehouse to wirehouse
W•••• F•••• A•••••••	M••••• S••••••	Sep 30, 2025	Sep 25, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:SC:2025-09-30	Sep 30, 2025	Sep 25, 2025	FORT MILL, SC	Firm change

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 17, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 25, 2025 to Sep 18, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 20, 2016 to Sep 30, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Occurred
Sep 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 3 days ago
Occurred
Sep 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48fe0d7b-fb73-7052-b804-611c73a2f71c
First observed: Nov 6, 1997
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.