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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ERIC LEE DIAMOND

Advisor at STRATEGIC ADVISERS LLC

WELLINGTON, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:48fe7891-370d-8df2-bd3f-e855a60f0886

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 14, 2003
First registration: Apr 3, 2003
Dual registered: yes, broker-dealer
Other names: RICK DIAMOND
IAPD individual key: 1602991

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	WELLINGTON, FL\|BOCA RATON, FL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|WELLINGTON, FL\|FT. LAUDERDALE, FL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 20, 2007	Jul 13, 2018	no	BOCA RATON, FL\|BOCA RATON, FL\|PALM BEACH, FL\|FT. LAUDERDALE, FL	Previous registration
BNY MELLON SECURITIES CORPORATION	Other adviser	Apr 3, 2003	Oct 23, 2006	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
BNY MELLON SECURITIES CORPORATION	STRATEGIC ADVISERS LLC	Oct 23, 2006	Feb 20, 2007	120	Firm change	Other

Relationships

Registered with (3)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 20, 2007 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 3, 2003 to Oct 23, 2006factForm ADV

Dated events

No dated event names this entity yet.