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Advisor at FINANCIAL SERVICE GROUP INC
MOUNT PLEASANT, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL SERVICE GROUP INC | Independent wealth | Sep 3, 2026 | n/a | yes | MOUNT PLEASANT, WI | Current employment |
| FINANCIAL SERVICE GROUP INC | Independent wealth | Sep 3, 2026 | n/a | yes | MOUNT PLEASANT, WI | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | SUSSEX, WI|WAUWATOSA, WI | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Sep 18, 2026 | no | WAUWATOSA, WI|SUSSEX, WI | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Feb 24, 2023 | Nov 14, 2024 | no | Madison, WI|WAUWATOSA, WI|Sussex, WI | Previous registration |
| DRAKE & ASSOCIATES, LLC | Independent wealth | Jan 27, 2020 | Feb 6, 2023 | no | WAUKESHA, WI | Previous registration |
| DRAKE & ASSOCIATES, LLC | Independent wealth | Jan 27, 2020 | Feb 6, 2023 | no | WAUKESHA, WI | Previous registration |
| WEALTHSPIRE ADVISORS | Former SEC adviser | Jan 29, 2018 | Jan 2, 2020 | no | Delafield, WI | Previous registration |
| WEALTHSPIRE ADVISORS | Former SEC adviser | Jan 29, 2018 | Jan 2, 2020 | no | Delafield, WI | Previous registration |
| ELLENBECKER INVESTMENT GROUP | Independent wealth | Feb 3, 2015 | Jan 17, 2018 | no | WAUKESHA, WI | Previous registration |
| ELLENBECKER INVESTMENT GROUP | Independent wealth | Feb 3, 2015 | Jan 17, 2018 | no | WAUKESHA, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Mar 21, 2014 | Dec 31, 2014 | no | WHITEFISH BAY, WI|PEWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | FINANCIAL SERVICE GROUP INC | Sep 18, 2026 | Sep 3, 2026 | -15 | Firm change | Ibd to RIA |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| DRAKE & ASSOCIATES, LLC | PRUCO SECURITIES, LLC | Feb 6, 2023 | Feb 24, 2023 | 18 | Firm change | RIA to ibd |
| WEALTHSPIRE ADVISORS | DRAKE & ASSOCIATES, LLC | Jan 2, 2020 | Jan 27, 2020 | 25 | Firm change | RIA to RIA |
| ELLENBECKER INVESTMENT GROUP | WEALTHSPIRE ADVISORS | Jan 17, 2018 | Jan 29, 2018 | 12 | Firm change | Other |
| SII INVESTMENTS, INC. | ELLENBECKER INVESTMENT GROUP | Dec 31, 2014 | Feb 3, 2015 | 34 | Firm change | Other |