DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
FORT MILL, SC | Troy, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 10, 2026 | n/a | yes | FORT MILL, SC|Troy, MI | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Oct 16, 2025 | Nov 24, 2025 | no | TROY, MI|Saint Louis, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | L•• F•••••••• L•• | Nov 24, 2025 | Feb 10, 2026 | 78 | Firm change | Wirehouse to ibd |
| A••••••••• F•••••••• S•••••••• L•• | W•••• F•••• A••••••• | Oct 15, 2025 | Oct 16, 2025 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 6, 2022 | Oct 15, 2025 | no | TROY, MI|Troy, MI | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Dec 1, 2020 | Aug 24, 2022 | no | ST. LOUIS, MO | Previous registration |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Nov 28, 2017 | Mar 27, 2018 | no | Glendale, CA | Previous registration |
| M••••• S•••••• | Wirehouse | Mar 9, 2017 | Jul 11, 2017 | no | Clayton, MO | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Nov 2, 2015 | Jan 4, 2017 | no | ST. LOUIS, MO | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Sep 10, 2014 | Jan 5, 2015 | no | ST. LOUIS, MO | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 15, 2007 | Jan 28, 2008 | no | HENDERSON, NV | Previous registration |
| 1 |
| Firm change |
| Ibd to wirehouse |
| W•••• F•••• A••••••• | A••••••••• F•••••••• S•••••••• L•• | Aug 24, 2022 | Sep 6, 2022 | 13 | Firm change | Wirehouse to ibd |
| U••• B•••••• A•••••••• L•• | W•••• F•••• A••••••• | Mar 27, 2018 | Dec 1, 2020 | 980 | Firm change after gap | Ibd to wirehouse |
| M••••• S•••••• | U••• B•••••• A•••••••• L•• | Jul 11, 2017 | Nov 28, 2017 | 140 | Firm change | Other |
| W•••• F•••• A••••••• | M••••• S•••••• | Jan 4, 2017 | Mar 9, 2017 | 64 | Firm change | Wirehouse to wirehouse |
| A••••• A•• P••••••• S••••••• | W•••• F•••• A••••••• | Jan 5, 2015 | Nov 2, 2015 | 301 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | A••••• A•• P••••••• S••••••• | Jan 28, 2008 | Sep 10, 2014 | 2,417 | Firm change after gap | Other |