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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

ROGER ALAN ANDERSON

Advisor at GREAT VALLEY ADVISOR GROUP, LLC

Minnetonka, MN | BERWYN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48ff62f0-0bca-8726-7f33-d6fd967b657f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GREAT VALLEY ADVISOR GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 3, 1985
First registration: Oct 21, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 1261118

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GREAT VALLEY ADVISOR GROUP, LLC	Independent wealth	Jan 8, 2026	n/a	yes	BERWYN, PA\|Minnetonka, MN	Current employment
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	Former SEC adviser	Jan 13, 2014	Jan 6, 2026	no	PHOENIX, AZ\|BLOOMINGTON, MN	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Oct 21, 2009	Jul 23, 2016	no	LYNNFIELD, MA\|TUSTIN, CA\|LYNNFIELD, MA\|BLOOMINGTON, MN\|LYNNFIELD, MA\|LYNNFIELD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	GREAT VALLEY ADVISOR GROUP, LLC	Jan 6, 2026	Jan 8, 2026	2	Firm change	RIA to RIA
INVESTORS CAPITAL ADVISORY	THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	Jul 23, 2016	Jan 13, 2014	-922	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140551:123913:AZ:2026-01-06	Jan 6, 2026	Jan 8, 2026	PHOENIX, AZ	Firm change
30613:140551:MA:2016-07-23	Jul 23, 2016	Jan 13, 2014	LYNNFIELD, MA	Firm change after gap

Relationships

Registered with (3)

→ GREAT VALLEY ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 13, 2014 to Jan 6, 2026factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Oct 21, 2009 to Jul 23, 2016factForm ADV

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
Roger Alan Anderson left The Capital Advisory Group Advisory Services, Llc for Great Valley Advisor Group, Llc (registered 2026-01-08)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48ff62f0-0bca-8726-7f33-d6fd967b657f
First observed: Oct 21, 2009
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROGER ALAN ANDERSON

Advisor at GREAT VALLEY ADVISOR GROUP, LLC

Minnetonka, MN | BERWYN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48ff62f0-0bca-8726-7f33-d6fd967b657f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

GREAT VALLEY ADVISOR GROUP, LLC

Independent wealth

Jan 8, 2026

n/a

yes

BERWYN, PA|Minnetonka, MN

Current employment

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Former SEC adviser

Jan 13, 2014

Jan 6, 2026

PHOENIX, AZ|BLOOMINGTON, MN

Previous registration

INVESTORS CAPITAL ADVISORY

Former SEC adviser

Oct 21, 2009

Jul 23, 2016

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

GREAT VALLEY ADVISOR GROUP, LLC

Jan 6, 2026

Jan 8, 2026

Firm change

RIA to RIA

INVESTORS CAPITAL ADVISORY

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Jul 23, 2016

Jan 13, 2014

-922

Firm change after gap

Other

Team

Left

Joined

From

Kind

140551:123913:AZ:2026-01-06

Jan 6, 2026

Jan 8, 2026

PHOENIX, AZ

Firm change

30613:140551:MA:2016-07-23

Jul 23, 2016

Jan 13, 2014

LYNNFIELD, MA

Firm change after gap