DFX Intelligence

G•••• V••••• A•••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

G•••• V••••• A•••••• G••••• L••

CRD 123913

BERWYN, PA

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Search this name across graphsid dfx:ria:21871092-768a-6b48-1035-09d46e300a6e

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 303
Dated events: 40
On other graphs: 0
Observed: Mar 16, 2012 to Sep 10, 2026
199 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=147.0
Regulatory AUM: $11B••• Locked
Discretionary RAUM: $8.4B
Private client RAUM: $9.3Bderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 190
RAUM per advisor: $55.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F•••••• G••••• B••••••	n/a	BERWYN, PA \| MINNETONKA, MN \| Minnetonka, MN	15	33	1	yes
M•••••• J••••• D••••	n/a	BERWYN, PA	14	32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• M••••••• J•••••	MANAGING PARTNER	Na	yes	01/2015	Sep 10, 2026	Sep 10, 2026
D•••••• C•••••• B••••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2022	Sep 10, 2026	Sep 10, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
U••• F•••••••• A•••••••• L••	n/a	Former SEC adviser	$0	Y	yes	n/a
R••• C• T•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	21	yes
Edina	Mn	United States	20	yes
Brookfield	Wi	United States	20	yes
Berwyn	Pa	United States	14	yes
Doylestown	Pa	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
16	7	9	3.7%	4	1	0	52	25

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$9.7B	8.9%	$5.1B	27.7%	325	333	72	72

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B••••••• W••••• M•••••••••	2	Oct 9, 2025	Dec 1, 2025	BERWYN, PA	Team lift out	RIA to RIA	1.2%
G••••• R••••••••• P••••••• L••	2	May 7, 2025	May 2, 2025

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•• C•••••• A••••••• G•••• A••••••• S•••••••• L••	2	Jan 6, 2026	Jan 5, 2026	PHOENIX, AZ	Team lift out	RIA to RIA	25.0%
M••••••• F•••••••• G••••• I•••	4	Feb 19, 2025

Relationships

showing 80 of 303

Registered with (78)

← BRIAN CRAIG TILLOTSONAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← MARC AND••• LUCIANIAdvisorregistration: current employment
Sep 9, 2026 to presentfactForm ADV
← Evan YoungAdvisorregistration: current employment
Sep 5, 2026 to presentfactForm ADV
← CHARLES R••••• ELHOFF

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 10, 2026
A•••••• firm change
Tiernan Patrick Talbot left G•••• V••••• A•••••• G••••• L•• for J.P. Morgan Securities Llc (registered 2026-08-13)
Form ADVobserved 7 days ago
Occurred
Apr 28, 2026
A•••••• firm change
David M Hawley left G•••• V••••• A•••••• G••••• L•• for Mutual Advisors, Llc (registered 2026-05-20)
Form ADVobserved 7 days ago
Occurred
Jan 6, 2026
Team lift-out
2 advisors left T•• C•••••• A••••••• G•••• A••••••• S•••••••• L•• (Phoenix, AZ) for G•••• V••••• A•••••• G••••• L•• on the same day
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21871092-768a-6b48-1035-09d46e300a6e
First observed: Mar 16, 2012
Last observed: Sep 10, 2026 12 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.