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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

Janis Valens

Advisor at J.P. MORGAN SECURITIES LLC

Plano, TX | Chicago, IL | Sanger, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4910743f-b858-e57c-818a-af34fc30ead6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 10, 1984
First registration: Nov 29, 2011
Dual registered: yes, broker-dealer
Other names: JANIS IMANTS VALENS|JANIS I VALENS
IAPD individual key: 1259016

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 30, 2024	n/a	yes	Chicago, IL\|Sanger, TX\|Plano, TX	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 4, 2022	Jan 16, 2024	no	Southlake, TX\|Westlake, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 29, 2011	Jul 17, 2020	no	FT. WORTH, TX\|DRAPER, UT\|Fort Worth, TX\|Southlake, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 29, 2011	Oct 14, 2022	no	FORT WORTH, TX\|DRAPER, UT\|Westlake, TX\|Westlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Jan 16, 2024	Sep 30, 2024	258	Firm change	Ibd to wirehouse
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Oct 14, 2022	Oct 4, 2022	-10	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 17, 2020	Nov 29, 2011	-3,153	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:TX:2020-07-17	Jul 17, 2020	Nov 29, 2011	SOUTHLAKE, TX	Firm change after gap

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 4, 2022 to Jan 16, 2024factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 29, 2011 to Oct 14, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 29, 2011 to Jul 17, 2020factForm ADV

Dated events

Occurred
Jan 16, 2024
Advisor changed firm
Janis Valens left Charles Schwab & Co., Inc. for J.P. Morgan Securities Llc (registered 2024-09-30)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4910743f-b858-e57c-818a-af34fc30ead6
First observed: Nov 29, 2011
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Janis Valens

Advisor at J.P. MORGAN SECURITIES LLC

Plano, TX | Chicago, IL | Sanger, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4910743f-b858-e57c-818a-af34fc30ead6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

J.P. MORGAN SECURITIES LLC

Wirehouse

Sep 30, 2024

n/a

yes

Chicago, IL|Sanger, TX|Plano, TX

Current employment

CHARLES SCHWAB & CO., INC.

National bd RIA

Oct 4, 2022

Jan 16, 2024

Southlake, TX|Westlake, TX

Previous registration

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Former SEC adviser

Nov 29, 2011

Jul 17, 2020

FT. WORTH, TX|DRAPER, UT|Fort Worth, TX|Southlake, TX

Previous registration

TD AMERITRADE, INC.

Former SEC adviser

Nov 29, 2011

Oct 14, 2022

FORT WORTH, TX|DRAPER, UT|Westlake, TX|Westlake, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

Jan 16, 2024

Sep 30, 2024

258

Firm change

Ibd to wirehouse

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

Oct 14, 2022

Oct 4, 2022

-10

Channel change

Other

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

Jul 17, 2020

Nov 29, 2011

-3,153

Channel change

Other

Team

Left

Joined

From

Kind

111514:7870:TX:2020-07-17

Jul 17, 2020

Nov 29, 2011

SOUTHLAKE, TX

Firm change after gap