This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$135MItem 5.F on the latest filing (2026-08-18); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$135M

Private client RAUM

$133MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$67.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

443

Individual clients

158

High net worth clients

60

SEC number

801-120393

CIK

1779506

CRD

127344

Filings on the tape

15

First filed

Mar 21, 2012

Latest filed

Aug 18, 2026

Organised

Sole Proprietorship, TN

Website

carotawealth.com

• Occurred

  Feb 13, 2024
  Succession filed (Item 4)

  Brandywine Financial Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 4 days ago
• Occurred

  Jan 27, 2021
  First Form ADV filing

  Brandywine Financial Group, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4921a338-5508-2163-fd7e-44bca7fc4e77

First observed

Mar 21, 2012

Last observed

Aug 18, 2026 32 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.