DFX Intelligence

R•••••• N••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

R•••••• N••• C•••••

Advisor at C••••• W••••• M•••••••••

THOMPSONS STATION, TN

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Search this name across graphsid dfx:ria:b80ac629-b61d-7050-6310-5b37ac682b65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• W••••• M•••••••••	Independent wealth	Nov 17, 2003	n/a	yes	THOMPSONS STATION, TN	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	May 13, 2004	Dec 19, 2012	no	HOLBROOK , NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	n/a	Dec 19, 2012	n/a	n/a	Departure no registered destination	Departure
A•••••• W••••• M•••••••••	C••••• W••••• M•••••••••	Jun 28, 2004	Nov 17, 2003	-224

Relationships

Registered with (3)

→ C••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 17, 2003 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
May 13, 2004 to Dec 19, 2012factForm ADV
→ A•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 21, 2001 to Jun 28, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b80ac629-b61d-7050-6310-5b37ac682b65
First observed: Nov 21, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.