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RIA / WealthAdvisor37 years in industry

RICHARD FRENCH JUDD

Advisor at CIBC PRIVATE WEALTH ADVISORS, INC.

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Jan 16, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Richard French Judd

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CIBC PRIVATE WEALTH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S65|S63
First exam: Jan 26, 1989
First registration: Jan 16, 2001
Dual registered: no
Other names: RICK JUDD
IAPD individual key: 1891117

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CIBC PRIVATE WEALTH ADVISORS, INC.	Bd affiliated wealth	Jul 13, 2022	n/a	yes	CHICAGO, IL	Current employment
GENEVA ADVISORS, LLC	Former SEC adviser	Oct 28, 2010	Sep 1, 2017	no	CHICAGO, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 12, 2006	Feb 13, 2009	no	WEEHAWKEN, NJ	Previous registration
PIPER SANDLER & CO.	Institutional manager	May 10, 2004	Aug 12, 2006	no	CHICAGO, IL\|Chicago, IL	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jan 16, 2001	May 19, 2004	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GENEVA ADVISORS, LLC	CIBC PRIVATE WEALTH ADVISORS, INC.	Sep 1, 2017	Jul 13, 2022	1,776	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	GENEVA ADVISORS, LLC	Feb 13, 2009	Oct 28, 2010	622	Firm change after gap	Other
PIPER SANDLER & CO.	UBS FINANCIAL SERVICES INC.	Aug 12, 2006	Aug 12, 2006	0	Bulk transfer	Other
DEUTSCHE BANK SECURITIES INC.	PIPER SANDLER & CO.	May 19, 2004	May 10, 2004	-9	Firm change	Other

Relationships

Registered with (5)

→ CIBC PRIVATE WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Jul 13, 2022 to presentfactForm ADV
→ GENEVA ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 28, 2010 to Sep 1, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 12, 2006 to Feb 13, 2009factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
May 10, 2004 to Aug 12, 2006factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jan 16, 2001 to May 19, 2004factForm ADV

Dated events

No dated event names this entity yet.