DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard French Judd
Feed of 09/14/2026
Also filed as Rick Judd
At current firm
4 y
since Jul 13, 2022
In the industry
37 y
since Jan 26, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cibc Private Wealth Advisors, Inc. BD affiliated currentsince Jul 13, 2022 · Chicago, Il
- Geneva Advisors, LLC formerOct 28, 2010 to Sep 1, 2017 · Chicago, Il
- UBS Financial Services Inc. wirehouseAug 12, 2006 to Feb 13, 2009 · Weehawken, Nj
- Piper Sandler & Co. institutionalMay 10, 2004 to Aug 12, 2006 · Chicago, Il
- Deutsche Bank Securities Inc. no RAUMJan 16, 2001 to May 19, 2004 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Geneva Advisors, LLC to Cibc Private Wealth Advisors, Inc.left Sep 1, 2017, registered Jul 13, 2022 (1776 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Geneva Advisors, LLCleft Feb 13, 2009, registered Oct 28, 2010 (622 days) · Other
- Piper Sandler & Co. to UBS Financial Services Inc.left Aug 12, 2006, registered Aug 12, 2006 (0 days) · corporate re-registration, not a move
- Deutsche Bank Securities Inc. to Piper Sandler & Co.left May 19, 2004, registered May 10, 2004 (-9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address