DFX Intelligence

A••••• M• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

A••••• M• C••••••

Advisor at M••••••• R••• P•••••••••

Rockville Centre, NY | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:492e11b1-6f01-8ddb-7b32-b33b949ed1ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• R••• P•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• R••• P•••••••••	Independent wealth	Feb 27, 2026	n/a	yes	SAN DIEGO, CA\|Rockville Centre, NY	Current employment
M••••• S••••••	Wirehouse	Oct 29, 2021	Oct 27, 2025	no	New York, NY\|PURCHASE, NY\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M••••••• R••• P•••••••••	Oct 27, 2025	Feb 27, 2026	123	Firm change	Wirehouse to RIA
E•••••••• A•••••••• L••	M••••• S••••••	Mar 29, 2021	Oct 29, 2021

Relationships

Registered with (3)

→ M••••••• R••• P•••••••••Registered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 29, 2021 to Oct 27, 2025factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 26, 2021 to Mar 29, 2021factForm ADV

Dated events

Occurred
Oct 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:492e11b1-6f01-8ddb-7b32-b33b949ed1ad
First observed: Jan 26, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.