DFX Intelligence

D•••••• M••••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

D•••••• M••••••• H•••

Advisor at O••••••••• • C•• I•••

EDWARDSVILLE, IL | ST. LOUIS, MO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 5, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Jan 15, 2021	n/a	yes	ST. LOUIS, MO\|EDWARDSVILLE, IL	Current employment
M••••• S••••••	Wirehouse	Sep 13, 2013	Jan 19, 2021	no	Edwardsville, IL\|Poplar Bluff, MO\|Edwardsville, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	O••••••••• • C•• I•••	Jan 19, 2021	Jan 15, 2021	-4	Firm change	Wirehouse to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	M••••• S••••••	Sep 3, 2013	Sep 13, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:249:IL:2021-01-19	Jan 19, 2021	Jan 15, 2021	EDWARDSVILLE, IL	Firm change

Relationships

Registered with (6)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Jan 15, 2021 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 13, 2013 to Jan 19, 2021factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 8, 2013 to Sep 3, 2013factForm ADV
→ F•••• B•••••••• A••••••• L•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 5, 1999
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.