DFX Intelligence

M••• K•••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

M••• K•••••••• P•••••

Advisor at C••••••••• W•••••• L••

SEATTLE, WA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4935626d-1082-1cac-6e25-640030df889c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Mar 11, 2025	n/a	yes	SEATTLE, WA\|LOS ANGELES, CA	Current employment
U•••••••• W••••• P•••••••	Former SEC adviser	Jul 31, 2019	May 12, 2025	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••••••• W••••• P•••••••	C••••••••• W•••••• L••	May 12, 2025	Mar 11, 2025	-62	Firm change after gap	RIA to RIA
W•••• F•••• A•••••••	U•••••••• W••••• P•••••••	Aug 6, 2019	Jul 31, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
304462:143483:WA:2025-05-12	May 12, 2025	Mar 11, 2025	SEATTLE, WA	Firm change after gap
11025:304462:WA:2019-08-05	Aug 6, 2019	Jul 31, 2019	SEATTLE, WA	Firm change

Relationships

Registered with (5)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Mar 11, 2025 to presentfactForm ADV
→ U•••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jul 31, 2019 to May 12, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 14, 2009 to Aug 6, 2019factForm ADV
→ M••••• S••••••

Dated events

Occurred
May 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4935626d-1082-1cac-6e25-640030df889c
First observed: Jun 13, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.