DFX Intelligence

P••• A••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)39 years in industry

P••• A••• F••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Papillion, NE | Omaha, NE

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Search this name across graphsid dfx:ria:4936eedd-6470-5307-b175-cc4c34c0d5e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 16, 2014	n/a	yes	Papillion, NE\|Omaha, NE	Current employment
T•••••••• F•••••••• S•••••••• L•••••	State registered	Sep 19, 2007	Sep 18, 2014	no	OMAHA, NE\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• F•••••••• S•••••••• L•••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Sep 18, 2014	Sep 16, 2014	-2	Firm change	Other

Relationships

Registered with (2)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 16, 2014 to presentfactForm ADV
→ T•••••••• F•••••••• S•••••••• L•••••Registered adviserregistration: previous registration
Sep 19, 2007 to Sep 18, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4936eedd-6470-5307-b175-cc4c34c0d5e3
First observed: Sep 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.