DFX Intelligence

T•••••••• F•••••••• S•••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

T•••••••• F•••••••• S•••••••• L•••••

CRD 39000

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63e0349c-3da6-43b8-5f76-5e68291d254e

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2026 to Mar 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $51.6M••• Locked
Discretionary RAUM: $0
Private client RAUM: $50.8Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Employees: 7
Advisory employees: 3
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• B•••• H••••••••	n/a	OMAHA, NE	19	27	1	yes
S•••• C•••••• T•••••	Chartered Financial Consultant	OMAHA, NE	19	43

Relationships

Registered with (11)

← G•••• S•••••• T••••••••Advisorregistration: current employment
Oct 14, 2025 to presentfactForm ADV
← M•••••• A••••• K•••••Advisorregistration: current employment
Jul 12, 2023 to presentfactForm ADV
← T••••• N••• T••••••••Advisorregistration: current employment
Jan 18, 2008 to presentfactForm ADV
← S•••• C•••••• T•••••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
John Eric Kroeker left T•••••••• F•••••••• S•••••••• L••••• for Lpl Financial Llc (registered 2024-11-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63e0349c-3da6-43b8-5f76-5e68291d254e
First observed: Mar 30, 2026
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.