DFX Intelligence

Data Factory

RIA / WealthAdvisor26 years in industry

MATTHEW JAMES ALLAIN

Advisor at LEO FUND SERVICES, LLC

EDISON, NJ | Iselin, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4938415c-2a00-f89d-5d7a-e5cc651d4068

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jul 23, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Matthew James Allain

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEO FUND SERVICES, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 2
Registered states: 2
Exams: S63
First exam: Nov 11, 1999
First registration: Jul 23, 2002
Dual registered: no
IAPD individual key: 3267821

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEO FUND SERVICES, LLC	Asset manager	Jun 22, 2026	n/a	yes	EDISON, NJ	Current employment
LEO WEALTH, LLC	Independent wealth	Sep 4, 2021	n/a	yes	Iselin, NJ\|EDISON, NJ	Current employment
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Jul 23, 2002	Oct 20, 2010	no	PARSIPPANY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLDMAN SACHS WEALTH SERVICES, L.P.	LEO WEALTH, LLC	Oct 20, 2010	Sep 4, 2021	3,972	Firm change after gap	Other

Relationships

Registered with (3)

→ LEO FUND SERVICES, LLCRegistered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ LEO WEALTH, LLCRegistered adviserregistration: current employment
Sep 4, 2021 to presentfactForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Jul 23, 2002 to Oct 20, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4938415c-2a00-f89d-5d7a-e5cc651d4068
First observed: Jul 23, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MATTHEW JAMES ALLAIN

Advisor at LEO FUND SERVICES, LLC

EDISON, NJ | Iselin, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4938415c-2a00-f89d-5d7a-e5cc651d4068

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LEO FUND SERVICES, LLC

Asset manager

Jun 22, 2026

n/a

yes

EDISON, NJ

Current employment

LEO WEALTH, LLC

Independent wealth

Sep 4, 2021

n/a

yes

Iselin, NJ|EDISON, NJ

Current employment

GOLDMAN SACHS WEALTH SERVICES, L.P.

Bd affiliated wealth

Jul 23, 2002

Oct 20, 2010

PARSIPPANY, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GOLDMAN SACHS WEALTH SERVICES, L.P.

LEO WEALTH, LLC

Oct 20, 2010

Sep 4, 2021

3,972

Firm change after gap

Other