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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

LEO WEALTH, LLC

CRD 283891

EDISON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e44f1b5a-bf8e-56b4-6216-2c2f213ef033

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 54
Dated events: 16
On other graphs: 0
Observed: Sep 15, 2016 to Sep 2, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=13.0
Regulatory AUM: $3.2BItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.8B
Private client RAUM: $3.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $200Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 40
Advisory employees: 31
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 5,195
Individual clients: 1,261
High net worth clients: 453
Custody, client assets: $811M
SEC number: 801-108435
CRD: 283891
Filings on the tape: 27
First filed: Sep 15, 2016
Latest filed: Sep 2, 2026
Organised: Limited Liability Company, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES LOUIS DURYEE	n/a	Edison, NJ \| EDISON, NJ \| Iselin, NJ	5	12	n/a	no
STEPHEN DALLAS TALLY	n/a	EDISON, NJ \| HURST, TX	5	28	1	yes
CHRISTAKIS CHARALAMBOUS	Chartered Financial Analyst	EDISON, NJ \| New York, NY	5	15	n/a	no
JIMMY DARYL CURTIS	Chartered Financial Consultant	Amarillo, TX \| HURST, TX \| EDISON, NJ \| AMARILLO, TX	4	43	2	yes
JESSICA CAROLYN CUTRERA PAPADOPOULOS	n/a	EDISON, NJ \| HURST, TX \| Hong Kong	4	25	3	no
KEVIN CONRY ROCHE	n/a	Haddonfield, NJ \| EDISON, NJ	4	31	1	no
Ryan Thomas Gaynor	n/a	Edison, NJ \| EDISON, NJ	3	13	n/a	no
Miles Savitz	n/a	EDISON, NJ \| New York, NY \| HURST, TX	2	11	n/a	no
Suryaveer Singh	n/a	New York, NY \| EDISON, NJ	1	11	n/a	no
DAVID SWEE HOCK LIM	n/a	Hong Kong \| HURST, TX \| Singapore \| EDISON, NJ	1	23	3	yes
Ryan Alfred Corcoran	n/a	EDISON, NJ	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEO CAPITAL CORP HOLDINGS, LLC	Member	E	yes	08/2016	Sep 2, 2026	Sep 2, 2026
LEO CAPITAL CORP	Owner	E	yes	07/2021	Sep 15, 2021	Mar 18, 2024
OVERDIJK, HARMEN, CHRISTIAAN	Cio	Na	yes	07/2021	Sep 15, 2021	Mar 18, 2024
PAPADOPOULOS, JESSICA, CAROLYN CUTRERA	President	Na	yes	07/2021	Sep 15, 2021	Mar 18, 2024
ALLAIN, MATTHEW, JAMES	CEO/CCO	Na	no	08/2016	Sep 2, 2026	Sep 2, 2026
RUSTIN, JON, D	Cfo	Na	no	08/2016	Sep 2, 2026	Sep 2, 2026
TALLY, STEPHEN, DALLAS	Cco	Na	no	08/2021	Sep 15, 2016	Mar 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LEO BROKERAGE, LLC	n/a	Former SEC adviser	$609M	N	yes	n/a
LEO FUND SERVICES, LLC	n/a	Asset manager	$151M	N	yes	n/a
LEO FUND MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
LEO INSURANCE SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a
LEO TAX AND CONSULTING SERVICES LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Central	n/a	Hong Kong	8	no
Iselin	Nj	United States	7	yes
BIG SPRING	TX	United States	3	yes
Rockwall	TX	United States	2	yes
Amarillo	TX	United States	1	yes
WICHITA FALLS	TX	United States	1	no
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$3.2B	$2.8B	43	32	10	n/a	n/a
2024	Mar 31, 2025	$2.7B	$2.3B	43	32	10	n/a	n/a
2023	Mar 18, 2024	$1.5B	$1.5B	31	29	7	n/a	n/a
2022	Mar 17, 2023	$1.8B	$1.8B	28	27	7	n/a	n/a
2021	Mar 16, 2022	$1.5B	$1.5B	32	27	8	n/a	n/a
2020	Mar 29, 2021	$595M	$595M	10	5	1	n/a	n/a
2019	Mar 26, 2020	$481M	$481M	9	5	1	n/a	n/a
2018	Mar 27, 2019	$423M	$423M	8	5	1	n/a	n/a
2017	Mar 29, 2018	$338M	$338M	9	6	0	n/a	n/a
2016	Mar 29, 2017	$154M	$154M	13	9	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	18.8%	0	0	0	1	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.2B	$2.7B	20.7%	$1.8B	21.9%	40	43	2	10

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEO WEALTH AMERICAS, LLC	3	Sep 2, 2026	Apr 15, 2026	HONG KONG	Channel change	RIA to RIA	13.6%
LEO WEALTH AMERICAS, LLC	4	Sep 2, 2026	Apr 15, 2026	EDISON, NJ	Channel change	RIA to RIA	18.2%
LEO WEALTH AMERICAS, LLC	5	Jun 25, 2026	Apr 20, 2026	EDISON, NJ	Channel change	RIA to RIA	17.2%
ROCKWALL WEALTH MANAGEMENT	2	Jun 3, 2026	May 5, 2026	ROCKWALL, TX	Team lift out	RIA to new firm	6.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BFT FINANCIAL GROUP, LLC	5	Jan 3, 2022	Oct 11, 2021	HURST, TX	Firm absorbed	RIA to RIA	71.4%

Relationships

Registered with (39)

← Ryan Alfred CorcoranAdvisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← DAVID SWEE HOCK LIMAdvisorregistration: current employment
Mar 31, 2025 to presentfactForm ADV
← Suryaveer SinghAdvisorregistration: current employment
Mar 4, 2025 to presentfactForm ADV
← PETER M SAVVAAdvisorregistration: current employment
Aug 5, 2024 to presentfactForm ADV
← Miles SavitzAdvisorregistration: current employment
Oct 11, 2023 to presentfactForm ADV
← Ryan Thomas GaynorAdvisorregistration: current employment
Nov 28, 2022 to presentfactForm ADV
← KEVIN CONRY ROCHEAdvisorregistration: current employment
Aug 24, 2022 to presentfactForm ADV
← JESSICA CAROLYN CUTRERA PAPADOPOULOSAdvisorregistration: current employment
Oct 11, 2021 to presentfactForm ADV
← JIMMY DARYL CURTISAdvisorregistration: current employment
Oct 8, 2021 to presentfactForm ADV
← MATTHEW JAMES ALLAINAdvisorregistration: current employment
Sep 4, 2021 to presentfactForm ADV
← CHRISTAKIS CHARALAMBOUSAdvisorregistration: current employment
Aug 9, 2021 to presentfactForm ADV
← STEPHEN DALLAS TALLYAdvisorregistration: current employment
Jul 28, 2021 to presentfactForm ADV
← CHARLES LOUIS DURYEEAdvisorregistration: current employment
Mar 9, 2021 to presentfactForm ADV
← KENNETH FRANCIS DUGANAdvisorregistration: current employment
Oct 20, 2016 to presentfactForm ADV
← ERIC SCOTT KATZAdvisorregistration: current employment
Oct 20, 2016 to presentfactForm ADV
← MICHAEL ANTHONY BOHLINGERAdvisorregistration: current employment
Oct 20, 2016 to presentfactForm ADV
← Jelmer Maarten KattevilderAdvisorregistration: previous registration
Aug 13, 2025 to Sep 3, 2026factForm ADV
← Jacob Ethan FriedlandAdvisorregistration: previous registration
Apr 11, 2025 to Sep 3, 2026factForm ADV
← Yuan FangAdvisorregistration: previous registration
Mar 19, 2026 to Sep 3, 2026factForm ADV
← HARMEN CHRISTIAAN OVERDIJKAdvisorregistration: previous registration
Feb 1, 2022 to Sep 2, 2026factForm ADV
← Aleksey MironenkoAdvisorregistration: previous registration
Sep 22, 2021 to Sep 2, 2026factForm ADV
← Tian Yue HuAdvisorregistration: previous registration
Jan 17, 2023 to Sep 2, 2026factForm ADV
← Thye Soon FooAdvisorregistration: previous registration
Feb 27, 2026 to Sep 2, 2026factForm ADV
← DANIEL NEIL SAVARDAdvisorregistration: previous registration
Sep 28, 2021 to Jun 25, 2026factForm ADV
← WILLIAM DAVID SCHULTZAdvisorregistration: previous registration
Oct 11, 2021 to Jun 25, 2026factForm ADV
← ZAPHREY LLWELLYN WILLIAMSAdvisorregistration: previous registration
Oct 11, 2021 to Jun 25, 2026factForm ADV
← RAY LEE PINSONAdvisorregistration: previous registration
Oct 11, 2021 to Jun 25, 2026factForm ADV
← RYAN MARK VASSARAdvisorregistration: previous registration
Oct 8, 2021 to Jun 25, 2026factForm ADV
← Jeremy Alan KnightAdvisorregistration: previous registration
Oct 26, 2022 to Jun 25, 2026factForm ADV
← Charles Wesley McKenzieAdvisorregistration: previous registration
Aug 9, 2021 to Jun 25, 2026factForm ADV
and 9 more

Affiliated with (3)

→ BFT FINANCIAL GROUP, LLCRegistered adviserbroker-dealer, common control
factForm ADV
→ LEO FUND SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← LEO FUND SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (3)

→ ROCKWALL WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jun 3, 2026 to May 5, 2026factForm ADV
→ LEO WEALTH AMERICAS, LLCRegistered adviser5 advisors, team lift out, same day
Jun 25, 2026 to Apr 20, 2026factForm ADV
← BFT FINANCIAL GROUP, LLCRegistered adviser5 advisors, firm absorbed, same day
Jan 3, 2022 to Oct 11, 2021factForm ADV

Owns (3)

← ALLAIN, MATTHEW, JAMESOwnerCEO, ownership code NA, individual
Sep 15, 2016 to Mar 18, 2024factForm ADV
← TALLY, STEPHEN, DALLASOwnerCCO, ownership code NA, individual
Sep 15, 2016 to Mar 18, 2024factForm ADV
← RUSTIN, JON, DOwnerCFO, ownership code NA, individual
Oct 31, 2017 to Mar 18, 2024factForm ADV

Controls (3)

← PAPADOPOULOS, JESSICA, CAROLYN CUTRERAOwnerPRESIDENT, ownership code NA, individual
Sep 15, 2021 to Mar 18, 2024factForm ADV
← OVERDIJK, HARMEN, CHRISTIAANOwnerCIO, ownership code NA, individual
Sep 15, 2021 to Mar 18, 2024factForm ADV
← LEO CAPITAL CORPOwnerOWNER, ownership code E, domestic entity
Sep 15, 2021 to Mar 18, 2024factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 3, 2026
Team lift-out
2 advisors left Leo Wealth, LLC (Rockwall, TX) for Rockwall Wealth Management on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jun 3, 2026
Advisor changed firm
Jace Ray Hart left Leo Wealth, Llc for Rockwall Wealth Management (registered 2026-05-05)
Form ADVobserved 3 days ago
Occurred
Jun 3, 2026
Advisor changed firm
Renee Elizabeth Dirkse Sneed left Leo Wealth, Llc for Rockwall Wealth Management (registered 2026-05-05)
Form ADVobserved 3 days ago
Occurred
Jun 3, 2026
Advisor changed firm
Richard Paul Dirkse left Leo Wealth, Llc for Rockwall Wealth Management (registered 2026-03-20)
Form ADVobserved 3 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Leo Wealth, Llc reported RAUM $2.7B, up 75% from $1.5B (2025-02-18 to 2025-03-31)
Form ADVobserved 3 days ago
$1.1B
Occurred
Nov 1, 2024
Advisor changed firm
Amber Lilly Veronique left Leo Wealth, Llc for Beacon Global Advisor Network, Llc (registered 2025-10-24)
Form ADVobserved 3 days ago
Occurred
Apr 19, 2024
Advisor changed firm
Travis Crowell left Leo Wealth, Llc for Ameriprise Financial Services, Llc (registered 2024-04-19)
Form ADVobserved 3 days ago
Occurred
Jan 3, 2022
Firm absorbed
Bft Financial Group, LLC's advisors moved to Leo Wealth, LLC (Hurst, TX): 5 of 7 registered, on the same day
Form ADVobserved 3 days ago
5 advisors
Occurred
Sep 15, 2021
Regulatory AUM changed
Leo Wealth, Llc reported RAUM $1.5B, up 155% from $594.6M (2021-06-10 to 2021-09-15)
Form ADVobserved 3 days ago
$919M
Occurred
Sep 15, 2021
Control person joined
Carolyn Cutrera Jessica Papadopoulos (President) appeared on Schedule A of Leo Wealth, Llc
Form ADVobserved 3 days ago
Occurred
Sep 15, 2021
Control person joined
Christiaan Harmen Overdijk (Cio) appeared on Schedule A of Leo Wealth, Llc
Form ADVobserved 3 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Leo Wealth, Llc reported RAUM $338.0M, up 101% from $168.4M (2017-10-31 to 2018-03-29)
Form ADVobserved 3 days ago
$170M
Occurred
Sep 15, 2016
First Form ADV filing
Massey Quick Wealth Solutions Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Show 3 bookkeeping events

Occurred
Jun 11, 2026
Leo Wealth, Llc reported 2 offices beyond its principal office, down from 10 (2026-03-17 to 2026-06-11)
Occurred
Sep 15, 2021
Leo Wealth, Llc reported 27 state-registered advisory representatives, up from 5 (2021-06-10 to 2021-09-15)
Occurred
Sep 15, 2021
Leo Wealth, Llc reported 9 offices beyond its principal office, up from 1 (2021-06-10 to 2021-09-15)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e44f1b5a-bf8e-56b4-6216-2c2f213ef033
First observed: Sep 15, 2016
Last observed: Sep 2, 2026 16 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEO WEALTH, LLC

CRD 283891

EDISON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e44f1b5a-bf8e-56b4-6216-2c2f213ef033

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES LOUIS DURYEE

n/a

Edison, NJ | EDISON, NJ | Iselin, NJ

n/a

STEPHEN DALLAS TALLY

n/a

EDISON, NJ | HURST, TX

yes

CHRISTAKIS CHARALAMBOUS

Chartered Financial Analyst

EDISON, NJ | New York, NY

n/a

JIMMY DARYL CURTIS

Chartered Financial Consultant

Amarillo, TX | HURST, TX | EDISON, NJ | AMARILLO, TX

yes

JESSICA CAROLYN CUTRERA PAPADOPOULOS

n/a

EDISON, NJ | HURST, TX | Hong Kong

KEVIN CONRY ROCHE

n/a

Haddonfield, NJ | EDISON, NJ

Ryan Thomas Gaynor

n/a

Edison, NJ | EDISON, NJ

n/a

Miles Savitz

n/a

EDISON, NJ | New York, NY | HURST, TX

n/a

Suryaveer Singh

n/a

New York, NY | EDISON, NJ

n/a

DAVID SWEE HOCK LIM

n/a

Hong Kong | HURST, TX | Singapore | EDISON, NJ

yes

Ryan Alfred Corcoran

n/a

EDISON, NJ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEO CAPITAL CORP HOLDINGS, LLC

Member

yes

08/2016

Sep 2, 2026

LEO CAPITAL CORP

Owner

yes

07/2021

Sep 15, 2021

Mar 18, 2024

OVERDIJK, HARMEN, CHRISTIAAN

Cio

yes

07/2021

Sep 15, 2021

Mar 18, 2024

PAPADOPOULOS, JESSICA, CAROLYN CUTRERA

President

yes

07/2021

Sep 15, 2021

Mar 18, 2024

ALLAIN, MATTHEW, JAMES

CEO/CCO

08/2016

Sep 2, 2026

RUSTIN, JON, D

Cfo

08/2016

Sep 2, 2026

TALLY, STEPHEN, DALLAS

Cco

08/2021

Sep 15, 2016

Mar 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LEO BROKERAGE, LLC

n/a

Former SEC adviser

$609M

yes

n/a

LEO FUND SERVICES, LLC

n/a

Asset manager

$151M

yes

n/a

LEO FUND MANAGEMENT LLC

n/a

yes

n/a

LEO INSURANCE SOLUTIONS, LLC

n/a

yes

n/a

LEO TAX AND CONSULTING SERVICES LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Central

n/a

Hong Kong

Iselin

United States

yes

BIG SPRING

United States

yes

Rockwall

United States

yes

Amarillo

United States

yes

WICHITA FALLS

United States

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$3.2B

$2.8B

n/a

2024

Mar 31, 2025

$2.7B

$2.3B

n/a

2023

Mar 18, 2024

$1.5B

n/a

2022

Mar 17, 2023

$1.8B

n/a

2021

Mar 16, 2022

$1.5B

n/a

2020

Mar 29, 2021

$595M

n/a

2019

Mar 26, 2020

$481M

n/a

2018

Mar 27, 2019

$423M

n/a

2017

Mar 29, 2018

$338M

n/a

2016

Mar 29, 2017

$154M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

18.8%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.2B

$2.7B

20.7%

$1.8B

21.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEO WEALTH AMERICAS, LLC

Sep 2, 2026

Apr 15, 2026

HONG KONG

Channel change

RIA to RIA

13.6%

LEO WEALTH AMERICAS, LLC

Sep 2, 2026

Apr 15, 2026

EDISON, NJ

Channel change

RIA to RIA

18.2%

LEO WEALTH AMERICAS, LLC

Jun 25, 2026

Apr 20, 2026

EDISON, NJ

Channel change

RIA to RIA

17.2%

ROCKWALL WEALTH MANAGEMENT

Jun 3, 2026

May 5, 2026

ROCKWALL, TX

Team lift out

RIA to new firm

6.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BFT FINANCIAL GROUP, LLC

Jan 3, 2022

Oct 11, 2021

HURST, TX

Firm absorbed

RIA to RIA

71.4%