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Advisor at CORIENT
Garden City, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Jun 14, 2023 | n/a | yes | Garden City, NY | Current employment |
| LA FERLA GROUP LLC | Former SEC adviser | Jun 15, 2022 | Aug 3, 2023 | no | GARDEN CITY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LA FERLA GROUP LLC | Corient | Aug 3, 2023 | Jun 14, 2023 | -50 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 174993:319448:NY:2023-08-03 | Aug 3, 2023 | Jun 14, 2023 | GARDEN CITY, NY | Firm change after gap |