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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LA FERLA GROUP LLC

CRD 174993

GARDEN CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8c6fe5c-9f03-bd13-39c3-b73ca1bccd49

Data as of Aug 3, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 7
On other graphs: 0
Observed: Apr 7, 2015 to Aug 3, 2023
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $276MItem 5.F on the latest filing (2023-08-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $258M
Private client RAUM: $267MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 840
Individual clients: 444
High net worth clients: 68
SEC number: 801-92167
CRD: 174993
Filings on the tape: 25
First filed: Apr 7, 2015
Latest filed: Aug 3, 2023
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CI FINANCIAL CORP.	Owner	E	yes	11/2019	Jun 30, 2023	Aug 3, 2023
CORDOVANO, THOMAS, DAVID	MANAGING PRINCIPAL	Na	yes	05/2015	May 15, 2015	Aug 3, 2023
CORIENT HOLDINGS INC	Owner	E	yes	02/2023	Aug 3, 2023	Aug 3, 2023
CORIENT PARTNERS LLC	Owner	E	yes	01/2022	Aug 3, 2023	Aug 3, 2023
CORIENT PRIVATE WEALTH LLC	Owner	E	yes	06/2023	Aug 3, 2023	Aug 3, 2023
DILLON, REGIS, R	MANAGING PRINCIPAL	Na	yes	03/2021	Mar 31, 2021	Aug 3, 2023
GLASER, COURTNEY, L	CHIEF FINANCIAL OFFICER	Na	yes	03/2016	Mar 24, 2016	Aug 3, 2023
LA FERLA, JOSEPH, ANTHONY	MANAGING PRINCIPAL	Na	yes	05/2015	May 15, 2015	Aug 3, 2023
MACRI, JOHN, GLENN	MANAGING PRINCIPAL	Na	yes	05/2015	May 15, 2015	Aug 3, 2023
NAKAMURA, LARRY, TRISTON	CHIEF COMPLIANCE OFFICER	Na	yes	06/2023	Jun 30, 2023	Aug 3, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CORIENT PRIVATE WEALTH LLC	n/a	Independent wealth	$165B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bethesda	Md	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$276M	$258M	8	5	1	n/a	n/a
2021	Mar 31, 2022	$327M	$238M	8	5	2	n/a	n/a
2020	Mar 31, 2021	$297M	$206M	7	5	2	n/a	n/a
2019	Mar 31, 2020	$248M	$179M	7	5	3	n/a	n/a
2018	Mar 27, 2019	$207M	$164M	6	4	1	n/a	n/a
2017	Mar 29, 2018	$222M	$179M	5	4	1	n/a	n/a
2016	Mar 8, 2017	$195M	$155M	6	4	n/a	n/a	n/a
2015	Mar 24, 2016	$185M	$173M	4	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$276M	$327M	-15.8%	$248M	3.5%	8	8	1	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Corient	3	Aug 3, 2023	Jun 14, 2023	GARDEN CITY, NY	Firm absorbed	RIA to RIA	100.0%

Relationships

Affiliated with (1)

→ CORIENTRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (10)

← CORDOVANO, THOMAS, DAVIDOwnerMANAGING PRINCIPAL, ownership code NA, individual
May 15, 2015 to presentfactForm ADV
← MACRI, JOHN, GLENNOwnerMANAGING PRINCIPAL, ownership code NA, individual
May 15, 2015 to presentfactForm ADV
← NAKAMURA, LARRY, TRISTONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 30, 2023 to presentfactForm ADV
← DILLON, REGIS, ROwnerMANAGING PRINCIPAL, ownership code NA, individual
Mar 31, 2021 to presentfactForm ADV
← GLASER, COURTNEY, LOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 24, 2016 to presentfactForm ADV
← LA FERLA, JOSEPH, ANTHONYOwnerMANAGING PRINCIPAL, ownership code NA, individual
May 15, 2015 to presentfactForm ADV
← CI FINANCIAL CORP.OwnerOWNER, ownership code E, domestic entity
Jun 30, 2023 to presentfactForm ADV
← CORIENT HOLDINGS INCOwnerOWNER, ownership code E, domestic entity
Aug 3, 2023 to presentfactForm ADV
← CORIENT PARTNERS LLCOwnerOWNER, ownership code E, domestic entity
Aug 3, 2023 to presentfactForm ADV
← CORIENT PRIVATE WEALTH LLCOwnerOWNER, ownership code E, domestic entity
Aug 3, 2023 to presentfactForm ADV

Registered with (3)

← THOMAS DAVID CORDOVANOAdvisorregistration: previous registration
Jun 15, 2022 to Aug 3, 2023factForm ADV
← JOHN GLENN MACRIAdvisorregistration: previous registration
Nov 30, 2016 to Aug 3, 2023factForm ADV
← REGIS R DILLONAdvisorregistration: previous registration
Jun 15, 2022 to Aug 3, 2023factForm ADV

Moved with (1)

→ CORIENTRegistered adviser3 advisors, firm absorbed, same day
Aug 3, 2023 to Jun 14, 2023factForm ADV

Dated events

Occurred
Aug 3, 2023
Firm absorbed
LA Ferla Group LLC's advisors moved to Corient (Garden City, NY): 3 of 3 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Aug 3, 2023
Advisor changed firm
Regis R Dillon left La Ferla Group Llc for Corient (registered 2023-06-14)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2023
Advisor changed firm
John Glenn Macri left La Ferla Group Llc for Corient (registered 2023-06-14)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2023
Advisor changed firm
Thomas David Cordovano left La Ferla Group Llc for Corient (registered 2023-06-14)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2023
Control person joined
Triston Larry Nakamura (Chief Compliance Officer) appeared on Schedule A of La Ferla Group Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person joined
R Regis Dillon (Managing Principal) appeared on Schedule A of La Ferla Group Llc
Form ADVobserved 5 days ago
Occurred
Apr 7, 2015
First Form ADV filing
Averlit Capital Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8c6fe5c-9f03-bd13-39c3-b73ca1bccd49
First observed: Apr 7, 2015
Last observed: Aug 3, 2023 38 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LA FERLA GROUP LLC

CRD 174993

GARDEN CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8c6fe5c-9f03-bd13-39c3-b73ca1bccd49

Data as of Aug 3, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CI FINANCIAL CORP.

Owner

yes

11/2019

Jun 30, 2023

Aug 3, 2023

CORDOVANO, THOMAS, DAVID

MANAGING PRINCIPAL

yes

05/2015

May 15, 2015

Aug 3, 2023

CORIENT HOLDINGS INC

Owner

yes

02/2023

Aug 3, 2023

CORIENT PARTNERS LLC

Owner

yes

01/2022

Aug 3, 2023

CORIENT PRIVATE WEALTH LLC

Owner

yes

06/2023

Aug 3, 2023

DILLON, REGIS, R

MANAGING PRINCIPAL

yes

03/2021

Mar 31, 2021

Aug 3, 2023

GLASER, COURTNEY, L

CHIEF FINANCIAL OFFICER

yes

03/2016

Mar 24, 2016

Aug 3, 2023

LA FERLA, JOSEPH, ANTHONY

MANAGING PRINCIPAL

yes

05/2015

May 15, 2015

Aug 3, 2023

MACRI, JOHN, GLENN

MANAGING PRINCIPAL

yes

05/2015

May 15, 2015

Aug 3, 2023

NAKAMURA, LARRY, TRISTON

CHIEF COMPLIANCE OFFICER

yes

06/2023

Jun 30, 2023

Aug 3, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CORIENT PRIVATE WEALTH LLC

n/a

Independent wealth

$165B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Bethesda

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$276M

$258M

n/a

2021

Mar 31, 2022

$327M

$238M

n/a

2020

Mar 31, 2021

$297M

$206M

n/a

2019

Mar 31, 2020

$248M

$179M

n/a

2018

Mar 27, 2019

$207M

$164M

n/a

2017

Mar 29, 2018

$222M

$179M

n/a

2016

Mar 8, 2017

$195M

$155M

n/a

2015

Mar 24, 2016

$185M

$173M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$276M

$327M

-15.8%

$248M

3.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Corient

Aug 3, 2023

Jun 14, 2023

GARDEN CITY, NY

Firm absorbed

RIA to RIA

100.0%