DFX Intelligence

J•••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

J•••• M••••••••• L•

CRD 294045

NEW YORK, NY

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Search this name across graphsid dfx:ria:4943f6cb-765d-0b17-d16b-67426f82714c

Data as of Oct 13, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Mar 20, 2019 to Oct 13, 2022
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $92.5M••• Locked
Discretionary RAUM: $92.5M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
J•••• M••••• F••• L•	Hedge Fund	$65.8M	Mar 26, 2024	30	Mar 30, 2018	reported	021-305233
L•••• I••••••••• I•	Other Private Fund	$13.4M	Mar 26, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••• M••••••••• G• L••	GENERAL PARTNER	Na	yes	11/2016	Mar 20, 2019	Oct 13, 2022
S•••••••• B••	CCO AND CFO	Na	yes	03/2018	Mar 20, 2019	Oct 13, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•••• C•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 17, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$92.5M	$971M	-90.5%	n/a	n/a	5	7	0	0

Relationships

Advises (3)

→ L•••• I••••••••• I•Private fundOther Private Fund, ERA
Oct 13, 2022 to presentfactForm ADV
→ J•••• M••••• F••• L•Private fundHedge Fund, ERA
Mar 30, 2018 to presentfactForm ADV
→ C•••••• I••••••••• I•Private fundOther Private Fund, ERA
Mar 24, 2020 to presentfactForm ADV

Controls (4)

Dated events

Occurred
Oct 13, 2022
Regulatory AUM changed
J•••• M••••••••• L• reported RAUM $92.5M, down 92% from $1.1B (2022-03-17 to 2022-10-13)
Form ADVobserved 7 days ago
$-1.0B
Occurred
Mar 23, 2021
Regulatory AUM changed
J•••• M••••••••• L• reported RAUM $970.9M, up 144% from $398.5M (2020-03-24 to 2021-03-23)
Form ADVobserved 7 days ago
$572M
Occurred
Mar 24, 2020
Regulatory AUM changed
J•••• M••••••••• L• reported RAUM $398.5M, up 101% from $198.0M (2019-03-20 to 2020-03-24)
Form ADVobserved 7 days ago
$201M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4943f6cb-765d-0b17-d16b-67426f82714c
First observed: Mar 20, 2019
Last observed: Oct 13, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.