DFX Intelligence

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Former SEC-registered adviser

J•••• M••••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 294045SEC 801-115039IAPD

Latest filing Oct 13, 2022

First filing on the tape Mar 20, 2019 · 5 filings

RAUM

$92.5M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$92.5M gross assets

History

5 filings and snapshots on the tape

RAUM$1.1B as of Mar 17, 2022

Mar 24, 2020$399M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 17, 2022

Mar 24, 20200 then

Employees (5.A)8 as of Mar 17, 2022

Mar 24, 20206 then

Private funds2 as of Mar 17, 2022

Mar 24, 20202 then

RAUM -90% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Oct 13, 2022; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $23.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +17%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $92.5M, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$92.5M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $92.5M for 4 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
J•••• M••••• F••• L•	Hedge Fund	$65.8M	30	Mar 30, 2018
L•••• I••••••••• I•	Other Private Fund	$13.4M	2	Oct 13, 2022
C•••••• I••••••••• I•	Other Private Fund	$5.4M	4	Mar 24, 2020

Owners and control persons

Schedule A and B, latest filing

S•••••••• B•• · Cco And Cfocontrol
since 03/2018 · owns less than 5%
V•••••• S••••• · Managing Partner, Limited Partnercontrol
since 03/2017 · owns 25% to 50%
W•• V••••••• L• · Managing Partner, Limited Partnercontrol
since 03/2017 · owns 25% to 50%
V•••••• S••••• · Managing Membercontrol
since 01/2017 · owns 50% to 75% of J•••• M••••••••• G• L••
W•• V••••••• L• · Managing Membercontrol
since 01/2017 · owns 50% to 75% of V•••••• S•••••

Entity owners

J•••• M••••••••• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

J•••• C•••••• L••
investment adviserpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 3 to 4
Mar 17, 2022 to Oct 13, 2022
Advisory employees · 6 to 4
Mar 17, 2022 to Oct 13, 2022
Pooled vehicle clients · 3 to 4
Mar 17, 2022 to Oct 13, 2022
Assets in custody · $1.1B to $92.5M
Mar 17, 2022 to Oct 13, 2022
Employees · 8 to 5
Mar 17, 2022 to Oct 13, 2022
Private funds · 2 to 3
Mar 17, 2022 to Oct 13, 2022
Discretionary RAUM · $1.1B to $92.5M
Mar 17, 2022 to Oct 13, 2022
Pooled vehicle RAUM · $1.1B to $92.5M
Mar 17, 2022 to Oct 13, 2022
RAUM · $1.1B to $92.5M
Mar 17, 2022 to Oct 13, 2022
Accounts · 4 to 3
Mar 23, 2021 to Mar 17, 2022
Advisory employees · 5 to 6
Mar 23, 2021 to Mar 17, 2022
Business name · J•••• M••••••••• L• to J•••• M••••••••• L•
Mar 23, 2021 to Mar 17, 2022
Pooled vehicle clients · 4 to 3
Mar 23, 2021 to Mar 17, 2022
Assets in custody · $971M to $1.1B
Mar 23, 2021 to Mar 17, 2022
Employees · 7 to 8
Mar 23, 2021 to Mar 17, 2022
Legal name · J•••• M••••••••• L• to J•••• M••••••••• L•
Mar 23, 2021 to Mar 17, 2022
Discretionary RAUM · $971M to $1.1B
Mar 23, 2021 to Mar 17, 2022
Pooled vehicle RAUM · $971M to $1.1B
Mar 23, 2021 to Mar 17, 2022
RAUM · $971M to $1.1B
Mar 23, 2021 to Mar 17, 2022
Advisory employees · 4 to 5
Mar 24, 2020 to Mar 23, 2021
Assets in custody · $399M to $971M
Mar 24, 2020 to Mar 23, 2021
Employees · 6 to 7
Mar 24, 2020 to Mar 23, 2021
Discretionary RAUM · $399M to $971M
Mar 24, 2020 to Mar 23, 2021
Pooled vehicle RAUM · $399M to $971M
Mar 24, 2020 to Mar 23, 2021
RAUM · $399M to $971M
Mar 24, 2020 to Mar 23, 2021
Related adviser · false to true
Mar 24, 2020 to Mar 23, 2021
Related bank · true to false
Mar 24, 2020 to Mar 23, 2021
Accounts · 3 to 4
Mar 20, 2019 to Mar 24, 2020
Pooled vehicle clients · 3 to 4
Mar 20, 2019 to Mar 24, 2020
Assets in custody · $198M to $399M
Mar 20, 2019 to Mar 24, 2020
Discretionary RAUM · $198M to $399M
Mar 20, 2019 to Mar 24, 2020
Pooled vehicle RAUM · $198M to $399M
Mar 20, 2019 to Mar 24, 2020
RAUM · $198M to $399M
Mar 20, 2019 to Mar 24, 2020

Signals

4 dated events

J•••• M••••••••• L• reported RAUM $92.5M, down 92% from $1.1B (2022-03-17 to 2022-10-13)
Oct 13, 2022 · RAUM change · derived
J•••• M••••••••• L• reported RAUM $970.9M, up 144% from $398.5M (2020-03-24 to 2021-03-23)
Mar 23, 2021 · RAUM change · derived
J•••• M••••••••• L• reported RAUM $398.5M, up 101% from $198.0M (2019-03-20 to 2020-03-24)
Mar 24, 2020 · RAUM change · derived
J•••• M••••••••• L• filed its initial SEC registration (Form ADV)
Mar 20, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026