DFX Intelligence

J•••• C•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

J•••• C•••• S••••••

Advisor at S••••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:4948a0ff-0a65-72ea-eff0-e0b899a04558

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• L••	Independent wealth	Jun 7, 2018	n/a	yes	ATLANTA, GA	Current employment
H•••••• B•••	Former SEC adviser	Jul 21, 2015	May 30, 2018	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• B•••	S••••••••• L••	May 30, 2018	Jun 7, 2018	8	Firm change	RIA to RIA
S•••••• W••••• M••••••••	H•••••• B•••	Mar 15, 2013	Jul 21, 2015

Relationships

Registered with (5)

→ S••••••••• L••Registered adviserregistration: current employment
Jun 7, 2018 to presentfactForm ADV
→ H•••••• B•••Registered adviserregistration: previous registration
Jul 21, 2015 to May 30, 2018factForm ADV
→ S•••••• W••••• M••••••••Registered adviserregistration: previous registration
Sep 21, 2009 to Mar 15, 2013factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4948a0ff-0a65-72ea-eff0-e0b899a04558
First observed: Aug 30, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.