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S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

S••••••••• L••

CRD 112758

ATLANTA, GA

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Search this name across graphsid dfx:ria:5549c00f-360d-00c9-d73c-5c9ad0d9d7d0

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 68
Dated events: 13
On other graphs: 2
Observed: Mar 30, 2012 to Mar 30, 2026
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.04 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $9.7B••• Locked
Discretionary RAUM: $9.0B
Private client RAUM: $9.2Bderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 49
RAUM per advisor: $197Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• S•••• F•••••	Certified Financial Planner\|Chartered Financial Analyst	ATLANTA, GA	23	29	n/a	no
B•••• C•••••• C•••••••••	Certified Financial Planner	ATLANTA, GA	23	33

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• P•••••• E••••• F•••• L••	Private Equity Fund	$257M	Mar 30, 2026	172	Mar 29, 2019	reported	021-328886
S••••••••• P•••••• A•••• F•••• L•	Private Equity Fund	$21.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• L••••• K•••••••• M•••••	CHIEF COMPLIANCE OFFICER/ MEMBER	Na	yes	10/2020	Mar 31, 2021	Mar 28, 2024
C•••••• A•••••• B••••	CHIEF FINANCIAL OFFICER / MEMBER	Na	yes	01/2021	Mar 31, 2021	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••• • D•••••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Charlotte	Nc	United States	4	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	6	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.7B	$8.3B	16.1%	$6.1B	16.3%	130	119	1	1

Relationships

Registered with (53)

← Audrey Leeann HaneyAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← Sibghat Ullah SheikhAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← Thomas Edward James ToneyAdvisorregistration: current employment
Mar 17, 2026 to presentfactForm ADV
← Parker Scott Dixon

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2023
Control person left
Walter Chamblee (Chief Technology Officer/Member) no longer on Schedule A of S••••••••• L•• (listed 2022-04-29, absent 2023-03-30)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2023
Control person left
S. Crystal Mathis (Chief Marketing Officer/Member) no longer on Schedule A of S••••••••• L•• (listed 2022-04-29, absent 2023-03-30)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2023
Control person left
A. Laura Hubbell (Chief Information Officer/ Member) no longer on Schedule A of S••••••••• L•• (listed 2022-04-29, absent 2023-03-30)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5549c00f-360d-00c9-d73c-5c9ad0d9d7d0
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.