DFX Intelligence

D•••••••• R••• • Z••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

D•••••••• R••• • Z••••• I•••

CRD 112099

WINTER PARK, FL

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Search this name across graphsid dfx:ria:4950c4a4-d874-abdc-8e03-da9a999e3f82

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 7
On other graphs: 0
Observed: Mar 28, 2012 to May 8, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.25 institutional_share=0.71 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.9B••• Locked
Discretionary RAUM: $5.9B
Private client RAUM: $3.6Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•• E••••••• M••••••• L•	Hedge Fund	$504M	May 8, 2026	10	Sep 8, 2014	reported	021-273118
D•• L••• S••••• L•	Hedge Fund	$1.9M	Mar 28, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• K••••• W••••	PRINCIPAL, MGMT COMMITTEE MEMBER	Na	yes	04/2001	Mar 28, 2012	Mar 28, 2024
C••••••• K••••• W••••	Trustee	F	yes	11/2005	Mar 28, 2012	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•• E• L•• L••	n/a	n/a	n/a	Y	yes	n/a
D•• L• G•• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.9B	$5.5B	7.4%	$4.8B	7.4%	27	30	0	0

Relationships

Advises (2)

→ D•• E••••••• M••••••• L•Private fundHedge Fund, IA
Sep 8, 2014 to presentfactForm ADV
→ D•• L••• S••••• L•Private fundHedge Fund, IA
Mar 28, 2014 to presentfactForm ADV

Owns (8)

← R•••••••• H••••• C•••••••••OwnerCO-PORTFOLIO MANAGER, ownership code A, individual
Mar 28, 2014 to Mar 28, 2024factForm ADV
← M•••••• M•••• P••••••Owner

Dated events

Occurred
May 8, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$222M
Occurred
May 8, 2026
Private fund no l•••er reported
••• Locked
Form ADVobserved today
$1.9M
Occurred
May 8, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$224M
Occurred
Mar 14, 2023

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4950c4a4-d874-abdc-8e03-da9a999e3f82
First observed: Mar 28, 2012
Last observed: May 8, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.